0000094403-22-000089.txt : 20220720
0000094403-22-000089.hdr.sgml : 20220720
20220720172835
ACCESSION NUMBER: 0000094403-22-000089
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ROBERTSON,BRENTON,JOHN,
FILED AS OF DATE: 20220720
DATE AS OF CHANGE: 20220720
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 221095144
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jacob Thro
314-342-8589
throj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
throj@stifel.com
N
0000094403-22-000018
N
BRENTON
JOHN
ROBERTSON
4512156
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-02-2015
Y
01-02-2015
0000094403
LOCATED
01-02-2017
3630 PEACHTREE ROAD NE, SUITE 400
ATLANTA
GA
30326
SUPERVISED
01-02-2015
2660 EASTCHASE LANE
LAKEVIEW CENTER, SUITE 400
MONTGOMERY
AL
36117
BRENT
JOHN
ROBERTSON
01-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST LOUIS
MO
63102
Y
Y
MANAGING DIRECTOR
02-2002
01-2015
MERCHANT CAPITAL, LLC
MONTGOMERY
AL
36117
Y
N
SENIOR VICE PRESIDENT
Y
01-2018
Estates on Gervais Homeowner's Association
519 Gervais Street
Columbia
SC
29201
N
N
Homeowners association
President
1
Administration of HOA activities
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-20-2022
JACOB THRO
COMPLIANCE ANALYST