0000094403-22-000089.txt : 20220720 0000094403-22-000089.hdr.sgml : 20220720 20220720172835 ACCESSION NUMBER: 0000094403-22-000089 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ROBERTSON,BRENTON,JOHN, FILED AS OF DATE: 20220720 DATE AS OF CHANGE: 20220720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 221095144 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jacob Thro 314-342-8589 throj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com throj@stifel.com N 0000094403-22-000018 N BRENTON JOHN ROBERTSON 4512156 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-02-2015 Y 01-02-2015 0000094403 LOCATED 01-02-2017 3630 PEACHTREE ROAD NE, SUITE 400 ATLANTA GA 30326 SUPERVISED 01-02-2015 2660 EASTCHASE LANE LAKEVIEW CENTER, SUITE 400 MONTGOMERY AL 36117 BRENT JOHN ROBERTSON 01-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED ST LOUIS MO 63102 Y Y MANAGING DIRECTOR 02-2002 01-2015 MERCHANT CAPITAL, LLC MONTGOMERY AL 36117 Y N SENIOR VICE PRESIDENT Y 01-2018 Estates on Gervais Homeowner's Association 519 Gervais Street Columbia SC 29201 N N Homeowners association President 1 Administration of HOA activities N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-20-2022 JACOB THRO COMPLIANCE ANALYST