0000094403-22-000075.txt : 20220622 0000094403-22-000075.hdr.sgml : 20220622 20220622171330 ACCESSION NUMBER: 0000094403-22-000075 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BENNINGHOFF,JOSHUA,WILLIAM, FILED AS OF DATE: 20220622 DATE AS OF CHANGE: 20220622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 221032841 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX JAVONNIE JETER 314-342-4028 jeterj@stifel.com longs@stifel.com wilhelmm@stifel.com N 0000094403-22-000044 N Joshua William Benninghoff 4852283 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 07-09-2012 N 09-26-2014 0000094403 LOCATED 01-30-2017 1401 LAWRENCE STREET SUITE 900 DENVER CO 80202 07-2012 Stifel Nicolaus & Company, Inc. Denver CO 80202 Y Y SR. VP/MANAGING DIRECTOR 06-2007 06-2012 JP MORGAN SECURITIES Denver CO 80202 Y Y Executive Director 07-2002 06-2007 UBS Investment Bank New York NY 10019 Y Y Associate Director Y 04-2017 Great Education Colorado 99 Inca St Denver CO 80223 N N Non-profit Board Member 3 Board Member 02-2022 The Colorado Forum 511 16th Street, Suite 210 Denver CO 80202 N N Non-profit discussion group comprised of business and civic leaders. N/A 2 Alternate Board Member. No voting rights or responsibilities. Role only includes attending meetings. 05-2022 Double Eagle Condominium Association 500 Four O Clock Road Breckenridge CO 80424 N N Condo association for second home. Board member for HOA board for condo association for our second home. Home is not rented, and I receive no income. 1 Typical HOA. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-22-2022 Javonnie Jeter Compliance Analyst