0000094403-22-000075.txt : 20220622
0000094403-22-000075.hdr.sgml : 20220622
20220622171330
ACCESSION NUMBER: 0000094403-22-000075
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BENNINGHOFF,JOSHUA,WILLIAM,
FILED AS OF DATE: 20220622
DATE AS OF CHANGE: 20220622
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 221032841
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
JAVONNIE JETER
314-342-4028
jeterj@stifel.com
longs@stifel.com
wilhelmm@stifel.com
N
0000094403-22-000044
N
Joshua
William
Benninghoff
4852283
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
07-09-2012
N
09-26-2014
0000094403
LOCATED
01-30-2017
1401 LAWRENCE STREET
SUITE 900
DENVER
CO
80202
07-2012
Stifel Nicolaus & Company, Inc.
Denver
CO
80202
Y
Y
SR. VP/MANAGING DIRECTOR
06-2007
06-2012
JP MORGAN SECURITIES
Denver
CO
80202
Y
Y
Executive Director
07-2002
06-2007
UBS Investment Bank
New York
NY
10019
Y
Y
Associate Director
Y
04-2017
Great Education Colorado
99 Inca St
Denver
CO
80223
N
N
Non-profit
Board Member
3
Board Member
02-2022
The Colorado Forum
511 16th Street, Suite 210
Denver
CO
80202
N
N
Non-profit discussion group comprised of business and civic leaders.
N/A
2
Alternate Board Member. No voting rights or responsibilities. Role only includes attending meetings.
05-2022
Double Eagle Condominium Association
500 Four O Clock Road
Breckenridge
CO
80424
N
N
Condo association for second home.
Board member for HOA board for condo association for our second home. Home is not rented, and I receive no income.
1
Typical HOA.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-22-2022
Javonnie Jeter
Compliance Analyst