0000094403-22-000063.txt : 20220517 0000094403-22-000063.hdr.sgml : 20220517 20220517164315 ACCESSION NUMBER: 0000094403-22-000063 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 LEVIN,MATTHEW,EDWARD, FILED AS OF DATE: 20220517 DATE AS OF CHANGE: 20220517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22935213 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX JACOB THRO 314-342-8589 THROJ@STIFEL.COM POEC@STIFEL.COM WILHELMM@STIFEL.COM LONGS@STIFEL.COM THROJ@STIFEL.COM N N MATTHEW EDWARD LEVIN 2897600 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 02-22-2021 N 867-01277 LOCATED 02-22-2021 8115 PRESTON ROAD DALLAS TX 75225 02-2021 STIFEL NICOLAUS & CO INC DALLAS TX 75225 Y Y MANAGING DIRECTOR 03-2016 01-2021 PRESTON HOLLOW CAPITAL, LLC DALLAS TX 75201 N Y EXECUTIVE DIRECTOR 03-2010 03-2016 JP MORGAN SECURITIES INC NEW YORK NY 10179 N Y EXECUTIVE DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-17-2022 JACOB THRO COMPLIANCE ANALYST