0000094403-22-000063.txt : 20220517
0000094403-22-000063.hdr.sgml : 20220517
20220517164315
ACCESSION NUMBER: 0000094403-22-000063
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
LEVIN,MATTHEW,EDWARD,
FILED AS OF DATE: 20220517
DATE AS OF CHANGE: 20220517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22935213
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
JACOB THRO
314-342-8589
THROJ@STIFEL.COM
POEC@STIFEL.COM
WILHELMM@STIFEL.COM
LONGS@STIFEL.COM
THROJ@STIFEL.COM
N
N
MATTHEW
EDWARD
LEVIN
2897600
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
02-22-2021
N
867-01277
LOCATED
02-22-2021
8115 PRESTON ROAD
DALLAS
TX
75225
02-2021
STIFEL NICOLAUS & CO INC
DALLAS
TX
75225
Y
Y
MANAGING DIRECTOR
03-2016
01-2021
PRESTON HOLLOW CAPITAL, LLC
DALLAS
TX
75201
N
Y
EXECUTIVE DIRECTOR
03-2010
03-2016
JP MORGAN SECURITIES INC
NEW YORK
NY
10179
N
Y
EXECUTIVE DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-17-2022
JACOB THRO
COMPLIANCE ANALYST