0000094403-22-000057.txt : 20220420 0000094403-22-000057.hdr.sgml : 20220420 20220420110435 ACCESSION NUMBER: 0000094403-22-000057 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 JACOB,THOMAS,ZACHARY, FILED AS OF DATE: 20220420 DATE AS OF CHANGE: 20220420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22836841 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jacob Thro 314-342-8589 throj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com throj@stifel.com N 0000094403-21-000137 N Thomas Zachary Jacob 5862326 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-30-2011 N 09-26-2014 0000094403 LOCATED 10-18-2021 2121 AVENUE OF THE STARS (FOX PLAZA) Suite 2100 Los Angeles CA 90067 09-2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED Los Angeles CA 90067 Y Y Vice President 09-2010 09-2011 STONE & YOUNGBERG LLC Los Angeles CA 90071 Y Y Associate 06-2007 09-2010 PUBLIC FINANCIAL MANAGEMENT Los Angeles CA 90017 Y Y Consultant 09-2005 06-2007 STANFORD COURT RENAISSANCE SAN FRANCISCO HOTEL San Francisco CA 94108 N N Waiter 09-2001 09-2005 UNIVERSITY OF CALIFORNIA, SANTA CRUZ Santa Cruz CA 95064 N N Student Y 05-2021 Rental Property 460 S Spring St Los Angeles CA 90013 N Y Investment Property owner 0 Owner of Property N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-20-2022 Jacob Thro Compliance Analyst