0000094403-22-000057.txt : 20220420
0000094403-22-000057.hdr.sgml : 20220420
20220420110435
ACCESSION NUMBER: 0000094403-22-000057
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
JACOB,THOMAS,ZACHARY,
FILED AS OF DATE: 20220420
DATE AS OF CHANGE: 20220420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22836841
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jacob Thro
314-342-8589
throj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
throj@stifel.com
N
0000094403-21-000137
N
Thomas
Zachary
Jacob
5862326
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-30-2011
N
09-26-2014
0000094403
LOCATED
10-18-2021
2121 AVENUE OF THE STARS (FOX PLAZA)
Suite 2100
Los Angeles
CA
90067
09-2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Los Angeles
CA
90067
Y
Y
Vice President
09-2010
09-2011
STONE & YOUNGBERG LLC
Los Angeles
CA
90071
Y
Y
Associate
06-2007
09-2010
PUBLIC FINANCIAL MANAGEMENT
Los Angeles
CA
90017
Y
Y
Consultant
09-2005
06-2007
STANFORD COURT RENAISSANCE SAN FRANCISCO HOTEL
San Francisco
CA
94108
N
N
Waiter
09-2001
09-2005
UNIVERSITY OF CALIFORNIA, SANTA CRUZ
Santa Cruz
CA
95064
N
N
Student
Y
05-2021
Rental Property
460 S Spring St
Los Angeles
CA
90013
N
Y
Investment Property
owner
0
Owner of Property
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-20-2022
Jacob Thro
Compliance Analyst