0000094403-22-000045.txt : 20220314
0000094403-22-000045.hdr.sgml : 20220314
20220314140801
ACCESSION NUMBER: 0000094403-22-000045
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
RUCKER,JOHN,BURTON,III
FILED AS OF DATE: 20220314
DATE AS OF CHANGE: 20220314
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22736055
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jacob Thro
3143428589
throj@stifel.com
longs@stifel.com
wilhelmm@stifel.com
poec@stifel.com
throj@stifel.com
N
N
JOHN
BURTON
RUCKER
III
847029
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-02-2015
N
867-01277
LOCATED
SUPERVISED
01-02-2015
LAKEVIEW CENTER, SUITE 400
2660 EASTCHASE LANE
MONTGOMERY
AL
36117
01-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST LOUIS
ID
63102
Y
Y
MANAGING DIRECTOR
11-1987
01-2015
MERCHANT CAPITAL, LLC
MONTGOMERY
AL
36117
Y
N
EXECUTIVE VICE PRESIDENT
Y
01-2017
FHLB Atlanta
1475 Peachtree St. NE
Atlanta
GA
30309
N
Y
Federal Home Loan Bank
Board of Directors
3
Meets quarterly for board meetings
12-2021
CAHEC
7700 Falls of Neuse Road
Suite 200
Raleigh
NC
27615
N
Y
To provide communities with affordable housing and opportunities for growth and revitalization by investing in tax credits.
Board of Directors
8
Guide and add value to the CEO in establishing and fulfilling the strategic vision of CAHEC and its entities within the community. Monitor the integrity and quality of CAHEC's cultural objectives.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-14-2022
Jacob Thro
COMPLIANCE ANALYST