0000094403-22-000045.txt : 20220314 0000094403-22-000045.hdr.sgml : 20220314 20220314140801 ACCESSION NUMBER: 0000094403-22-000045 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 RUCKER,JOHN,BURTON,III FILED AS OF DATE: 20220314 DATE AS OF CHANGE: 20220314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22736055 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jacob Thro 3143428589 throj@stifel.com longs@stifel.com wilhelmm@stifel.com poec@stifel.com throj@stifel.com N N JOHN BURTON RUCKER III 847029 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-02-2015 N 867-01277 LOCATED SUPERVISED 01-02-2015 LAKEVIEW CENTER, SUITE 400 2660 EASTCHASE LANE MONTGOMERY AL 36117 01-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED ST LOUIS ID 63102 Y Y MANAGING DIRECTOR 11-1987 01-2015 MERCHANT CAPITAL, LLC MONTGOMERY AL 36117 Y N EXECUTIVE VICE PRESIDENT Y 01-2017 FHLB Atlanta 1475 Peachtree St. NE Atlanta GA 30309 N Y Federal Home Loan Bank Board of Directors 3 Meets quarterly for board meetings 12-2021 CAHEC 7700 Falls of Neuse Road Suite 200 Raleigh NC 27615 N Y To provide communities with affordable housing and opportunities for growth and revitalization by investing in tax credits. Board of Directors 8 Guide and add value to the CEO in establishing and fulfilling the strategic vision of CAHEC and its entities within the community. Monitor the integrity and quality of CAHEC's cultural objectives. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-14-2022 Jacob Thro COMPLIANCE ANALYST