0000094403-22-000036.txt : 20220228 0000094403-22-000036.hdr.sgml : 20220228 20220228154758 ACCESSION NUMBER: 0000094403-22-000036 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DENNIS,CLAIRE,MARIE, FILED AS OF DATE: 20220225 DATE AS OF CHANGE: 20220228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22689066 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jacob Thro 314-342-8589 throj@stifel.com throj@stifel.com poec@stifel.com longs@stifel.com wilhelmm@stifel.com N N CLAIRE MARIE DENNIS 7133160 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 06-04-2019 N 867-01277 LOCATED SUPERVISED 06-04-2019 201 N ILLINOIS STREET INDIANAPOLIS IN 46204 06-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS IN 46204 Y Y ANALYST 09-2015 05-2019 HANOVER COLLEGE HANOVER IN 47243 N N STUDENT 06-2018 08-2018 PERELLA WEINBERG PARTNERS DENVER CO 80237 N Y SUMMER INTERN 04-2014 08-2018 BLOOMINGTON COUNTRY CLUB BLOOMINGTON IN 61701 N N OUTDOOR MANAGEMENT 08-2011 05-2015 BLOOMINGTON SOUTH HIGH SCHOOL BLOOMINGTON IN 61701 N N STUDENT Y 12-2020 Women in Public Finance (Indiana Chapter) 600 W. 8th Street Austin TX 78701 Y Y To support and advance the careers of women in public finance by fostering relationships and networking and providing education Board Member 3 Work with the other board members to maintain membership within the state and help host and plan future events for our members N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-25-2022 JACOB THRO COMPLIANCE ANALYST