0000094403-22-000036.txt : 20220228
0000094403-22-000036.hdr.sgml : 20220228
20220228154758
ACCESSION NUMBER: 0000094403-22-000036
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DENNIS,CLAIRE,MARIE,
FILED AS OF DATE: 20220225
DATE AS OF CHANGE: 20220228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22689066
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jacob Thro
314-342-8589
throj@stifel.com
throj@stifel.com
poec@stifel.com
longs@stifel.com
wilhelmm@stifel.com
N
N
CLAIRE
MARIE
DENNIS
7133160
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
06-04-2019
N
867-01277
LOCATED
SUPERVISED
06-04-2019
201 N ILLINOIS STREET
INDIANAPOLIS
IN
46204
06-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
INDIANAPOLIS
IN
46204
Y
Y
ANALYST
09-2015
05-2019
HANOVER COLLEGE
HANOVER
IN
47243
N
N
STUDENT
06-2018
08-2018
PERELLA WEINBERG PARTNERS
DENVER
CO
80237
N
Y
SUMMER INTERN
04-2014
08-2018
BLOOMINGTON COUNTRY CLUB
BLOOMINGTON
IN
61701
N
N
OUTDOOR MANAGEMENT
08-2011
05-2015
BLOOMINGTON SOUTH HIGH SCHOOL
BLOOMINGTON
IN
61701
N
N
STUDENT
Y
12-2020
Women in Public Finance (Indiana Chapter)
600 W. 8th Street
Austin
TX
78701
Y
Y
To support and advance the careers of women in public finance by fostering relationships and networking and providing education
Board Member
3
Work with the other board members to maintain membership within the state and help host and plan future events for our members
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-25-2022
JACOB THRO
COMPLIANCE ANALYST