0000094403-22-000016.txt : 20220124 0000094403-22-000016.hdr.sgml : 20220124 20220124170812 ACCESSION NUMBER: 0000094403-22-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DE SENA,JAIME,LATCHAM, FILED AS OF DATE: 20220124 DATE AS OF CHANGE: 20220124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22550238 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jacob Thro 314-342-8589 THROJ@STIFEL.COM poec@stifel.com longs@stifel.com fultzrh@stifel.com throj@stifel.com N N JAIME LATCHAM DE SENA 6478740 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-27-2019 N 867-01277 LOCATED SUPERVISED 01-10-2020 1401 LAWRENCE STREET DENVER CO 80202 JAIME NICOLE LATCHAM 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED DENVER CO 80202 Y Y VICE PRESIDENT 04-2015 09-2019 GEORGE K BAUM & COMPANY KANSAS CITY MO 64112 Y Y MUNICIPAL INVESTMENT BANKING ASSOCIATE 10-2014 04-2015 AMERICAN ACADEMY CASTLE PINES CO 80108 N N SUBSTITUTE TEACHER 06-2014 10-2014 UNEMPLOYED DENVER CO 80220 N N UNEMPLOYED 10-2013 06-2014 UNIVERSITY PREP SCHOOL DENVER CO 80205 N N TEACHING FELLOW 08-2013 10-2013 UNEMPLOYED DENVER CO 80220 N N UNEMPLOYED 01-2013 08-2013 LAU & CHOI PC DENVER CO 80202 N N ATTORNEY 09-2012 12-2012 UNIVERSITY PREP SCHOOL DENVER CO 80205 N N INTERN 05-2012 09-2012 UNEMPLOYED DENVER CO 80220 N N UNEMPLOYED 08-2009 05-2012 HARVARD LAW SCHOOL CAMBRIDGE MA 02138 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-24-2022 JACOB THRO COMPLIANCE ANALYST