0000094403-22-000016.txt : 20220124
0000094403-22-000016.hdr.sgml : 20220124
20220124170812
ACCESSION NUMBER: 0000094403-22-000016
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DE SENA,JAIME,LATCHAM,
FILED AS OF DATE: 20220124
DATE AS OF CHANGE: 20220124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22550238
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jacob Thro
314-342-8589
THROJ@STIFEL.COM
poec@stifel.com
longs@stifel.com
fultzrh@stifel.com
throj@stifel.com
N
N
JAIME
LATCHAM
DE SENA
6478740
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-27-2019
N
867-01277
LOCATED
SUPERVISED
01-10-2020
1401 LAWRENCE STREET
DENVER
CO
80202
JAIME
NICOLE
LATCHAM
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
DENVER
CO
80202
Y
Y
VICE PRESIDENT
04-2015
09-2019
GEORGE K BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
MUNICIPAL INVESTMENT BANKING ASSOCIATE
10-2014
04-2015
AMERICAN ACADEMY
CASTLE PINES
CO
80108
N
N
SUBSTITUTE TEACHER
06-2014
10-2014
UNEMPLOYED
DENVER
CO
80220
N
N
UNEMPLOYED
10-2013
06-2014
UNIVERSITY PREP SCHOOL
DENVER
CO
80205
N
N
TEACHING FELLOW
08-2013
10-2013
UNEMPLOYED
DENVER
CO
80220
N
N
UNEMPLOYED
01-2013
08-2013
LAU & CHOI PC
DENVER
CO
80202
N
N
ATTORNEY
09-2012
12-2012
UNIVERSITY PREP SCHOOL
DENVER
CO
80205
N
N
INTERN
05-2012
09-2012
UNEMPLOYED
DENVER
CO
80220
N
N
UNEMPLOYED
08-2009
05-2012
HARVARD LAW SCHOOL
CAMBRIDGE
MA
02138
N
N
FULL-TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-24-2022
JACOB THRO
COMPLIANCE ANALYST