0000094403-22-000014.txt : 20220121
0000094403-22-000014.hdr.sgml : 20220121
20220121124630
ACCESSION NUMBER: 0000094403-22-000014
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
GYSIN,BRADLEY,WILLIAM,
FILED AS OF DATE: 20220121
DATE AS OF CHANGE: 20220121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 22545073
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jacob Thro
314-342-8589
THROJ@STIFEL.COM
fultzrh@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
N
N
BRADLEY
WILLIAM
GYSIN
6379920
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-06-2019
N
867-01277
LOCATED
SUPERVISED
09-06-2019
1401 LAWRENCE STREET
DENVER
CO
80202
BRAD
WILLIAM
GYSIN
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
DENVER
CO
80202
Y
Y
MUNICIPAL INVESTMENT BANKING ASSOCIATE
07-2014
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
MUNICIPAL INVESTMENT BANKING ASSOCIATE
08-2013
07-2014
FULL TIME STUDENT
LAKELAND
FL
33801
N
N
FULL TIME STUDENT
07-2013
08-2013
ADP
INDIANAPOLIS
IN
46240
N
N
SALES INTERN
08-2004
07-2013
FULL TIME STUDENT
LAKELAND
FL
33801
N
N
FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-21-2022
JACOB THRO
COMPLIANCE ANALYST