0000094403-22-000014.txt : 20220121 0000094403-22-000014.hdr.sgml : 20220121 20220121124630 ACCESSION NUMBER: 0000094403-22-000014 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GYSIN,BRADLEY,WILLIAM, FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22545073 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jacob Thro 314-342-8589 THROJ@STIFEL.COM fultzrh@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com N N BRADLEY WILLIAM GYSIN 6379920 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-06-2019 N 867-01277 LOCATED SUPERVISED 09-06-2019 1401 LAWRENCE STREET DENVER CO 80202 BRAD WILLIAM GYSIN 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED DENVER CO 80202 Y Y MUNICIPAL INVESTMENT BANKING ASSOCIATE 07-2014 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y MUNICIPAL INVESTMENT BANKING ASSOCIATE 08-2013 07-2014 FULL TIME STUDENT LAKELAND FL 33801 N N FULL TIME STUDENT 07-2013 08-2013 ADP INDIANAPOLIS IN 46240 N N SALES INTERN 08-2004 07-2013 FULL TIME STUDENT LAKELAND FL 33801 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-21-2022 JACOB THRO COMPLIANCE ANALYST