0000094403-22-000002.txt : 20220107 0000094403-22-000002.hdr.sgml : 20220107 20220107082442 ACCESSION NUMBER: 0000094403-22-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CHRISTOFF,CHAD,NICKOLAS, FILED AS OF DATE: 20220106 DATE AS OF CHANGE: 20220107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 22516544 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX JAVONNIE JETER 3143424028 jeterj@stifel.com wilhelmm@stifel.com longs@stifel.com N N CHAD NICKOLAS CHRISTOFF 5689915 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-06-2019 N 867-01277 LOCATED SUPERVISED 09-06-2019 1401 LAWRENCE STREET DENVER CO 80202 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED DENVER ID 80202 Y Y VP-Municipal Investment Banking Analyst 07-2010 09-2019 GEORGE K BAUM & COMPANY Kansas City MO 64112 Y Y FVP-Municipal Investment Banking Analyst 08-2006 05-2010 Full time student Grinnell IA 50112 N N Full time student Y 06-2016 Watershed School 1661 Alpine Avenue Boulder CO 80304 N N Non-profit 501(c)(3) independent school for students in grades 6-12 (not a charter school). Non-Board member of the Finance Committee (i.e. not a member of the Board of Trustees no Board of Trustee voting privileges) 2 Review provide input and share perspective related to financial and governance topics concerning by independent schools 12-2021 Rental Property 3717 N Williams Street Denver CO 80205 N Y Rental property Property owner 4 Landlord N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-06-2022 Javonnie Jeter Compliance Analyst