0000094403-21-000129.txt : 20211105 0000094403-21-000129.hdr.sgml : 20211105 20211105130146 ACCESSION NUMBER: 0000094403-21-000129 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SCHUMAKER,MICHAEL,J, FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211383521 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-4550 longs@stifel.com poec@stifel.com longs@stifel.com wilhelmm@stifel.com fultzrh@stifel.com jeterj@stifel.com N N MICHAEL J SCHUMAKER 4778460 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-03-2017 N 867-01277 LOCATED SUPERVISED 01-05-2017 201 N. Illinois Street INDIANAPOLIS IN 46204 01-2017 STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS IN 46204 Y Y Managing Director 03-2011 12-2016 CITY SECURITIES CORPORATION INDIANAPOLIS IN 46204 Y Y SRVP/PUBLIC FINANCE 03-2007 03-2011 CITIGROUP GLOBAL MARKETS INC. CHICAGO IL 60606 N Y VP / Public Finance 06-2004 03-2007 UBS CHICAGO IL 60606 N Y Analyst / Public Finance Y 03-2020 Little Red Door Cancer Agency 1801 N Meridian St Indianapolis IN 46202 N N To provide services for cancer patients including transportation to and from appointmens wellness programs a summer camp etc Board Member 5 Serve as board member 08-2021 Zionsville Education Foundation 900 Mulberry St ZIONSVILLE IN 46077 N N 501(c)3 that provides grants for teachers and students at Zionsville Community Schools. Member of the Board 8 Serve a 3-year term on the Board. General board duties. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-05-2021 Javonnie Jeter Compliance Analyst