0000094403-21-000129.txt : 20211105
0000094403-21-000129.hdr.sgml : 20211105
20211105130146
ACCESSION NUMBER: 0000094403-21-000129
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SCHUMAKER,MICHAEL,J,
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211383521
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Sarah Long
314-342-4550
longs@stifel.com
poec@stifel.com
longs@stifel.com
wilhelmm@stifel.com
fultzrh@stifel.com
jeterj@stifel.com
N
N
MICHAEL
J
SCHUMAKER
4778460
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-03-2017
N
867-01277
LOCATED
SUPERVISED
01-05-2017
201 N. Illinois Street
INDIANAPOLIS
IN
46204
01-2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
INDIANAPOLIS
IN
46204
Y
Y
Managing Director
03-2011
12-2016
CITY SECURITIES CORPORATION
INDIANAPOLIS
IN
46204
Y
Y
SRVP/PUBLIC FINANCE
03-2007
03-2011
CITIGROUP GLOBAL MARKETS INC.
CHICAGO
IL
60606
N
Y
VP / Public Finance
06-2004
03-2007
UBS
CHICAGO
IL
60606
N
Y
Analyst / Public Finance
Y
03-2020
Little Red Door Cancer Agency
1801 N Meridian St
Indianapolis
IN
46202
N
N
To provide services for cancer patients including transportation to and from appointmens wellness programs a summer camp etc
Board Member
5
Serve as board member
08-2021
Zionsville Education Foundation
900 Mulberry St
ZIONSVILLE
IN
46077
N
N
501(c)3 that provides grants for teachers and students at Zionsville Community Schools.
Member of the Board
8
Serve a 3-year term on the Board. General board duties.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-05-2021
Javonnie Jeter
Compliance Analyst