0000094403-21-000127.txt : 20211105
0000094403-21-000127.hdr.sgml : 20211105
20211105130217
ACCESSION NUMBER: 0000094403-21-000127
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
READER,BRIAN,MARK,
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211383523
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Cathy Poe
314-342-2243
poec@stifel.com
fisterm@stifel.com
jeterj@stifel.com
N
N
Brian
Mark
Reader
1788063
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-30-2011
N
09-26-2014
0000094403
LOCATED
09-30-2011
2801 East Camelback Rd.
Phoenix
AZ
85016
10-2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Phoenix
AZ
85016
Y
Y
Managing Director
07-2002
10-2011
STONE & YOUNGBERG LLC
Phoenix
AZ
85016
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-05-2021
Javonnie Jeter
Compliance Analyst