0000094403-21-000127.txt : 20211105 0000094403-21-000127.hdr.sgml : 20211105 20211105130217 ACCESSION NUMBER: 0000094403-21-000127 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 READER,BRIAN,MARK, FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211383523 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Cathy Poe 314-342-2243 poec@stifel.com fisterm@stifel.com jeterj@stifel.com N N Brian Mark Reader 1788063 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-30-2011 N 09-26-2014 0000094403 LOCATED 09-30-2011 2801 East Camelback Rd. Phoenix AZ 85016 10-2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED Phoenix AZ 85016 Y Y Managing Director 07-2002 10-2011 STONE & YOUNGBERG LLC Phoenix AZ 85016 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-05-2021 Javonnie Jeter Compliance Analyst