0000094403-21-000126.txt : 20211105 0000094403-21-000126.hdr.sgml : 20211105 20211105130231 ACCESSION NUMBER: 0000094403-21-000126 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 QUINN,MARK,FRANCIS,III FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211383525 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew G Wilhelm 3143427341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com jeterj@stifel.com N N MARK FRANCIS QUINN III 2672757 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 03-27-2017 N 867-01277 LOCATED 03-27-2017 1600 MARKET 14TH FLOOR PHILADELPHIA PA 19103 LOCATED 07-28-2017 Millennium One 20 Ash Street Conshohocken PA 19428 MARCUS F QUINN III 03-2017 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) PHILADELPHIA PA 19103 Y Y Managing Director 04-2008 03-2017 PNC CAPITAL MARKETS LLC (15647) PHILADELPHIA PA 19103 Y Y Managing Director 11-2007 04-2008 WACHOVIA CAPITAL MARKETS, LLC (126292) PHILADELPHIA PA 19103 N Y INVESTMENT BANKER 08-2005 09-2007 A. G. EDWARDS & SONS, INC. (4) PHILADELPHIA PA 19103 N Y INVESTMENT BANKER Y 08-1999 Rental Property 335 S. 3rd Street Philadelphia PA 19106 N N SINGLE FAMILY RESIDENCE THAT IS A RENTED OWNER 2 own & maintain 08-1999 Rental Property 237 Biddulph Rd Philadelphia PA 19103 N N Rental Property Sole Owner 2 Sole Owner N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-05-2021 Javonnie Jeter Compliance Analyst