0000094403-21-000126.txt : 20211105
0000094403-21-000126.hdr.sgml : 20211105
20211105130231
ACCESSION NUMBER: 0000094403-21-000126
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
QUINN,MARK,FRANCIS,III
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211383525
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew G Wilhelm
3143427341
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
jeterj@stifel.com
N
N
MARK
FRANCIS
QUINN
III
2672757
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
03-27-2017
N
867-01277
LOCATED
03-27-2017
1600 MARKET
14TH FLOOR
PHILADELPHIA
PA
19103
LOCATED
07-28-2017
Millennium One
20 Ash Street
Conshohocken
PA
19428
MARCUS
F
QUINN
III
03-2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
PHILADELPHIA
PA
19103
Y
Y
Managing Director
04-2008
03-2017
PNC CAPITAL MARKETS LLC (15647)
PHILADELPHIA
PA
19103
Y
Y
Managing Director
11-2007
04-2008
WACHOVIA CAPITAL MARKETS, LLC (126292)
PHILADELPHIA
PA
19103
N
Y
INVESTMENT BANKER
08-2005
09-2007
A. G. EDWARDS & SONS, INC. (4)
PHILADELPHIA
PA
19103
N
Y
INVESTMENT BANKER
Y
08-1999
Rental Property
335 S. 3rd Street
Philadelphia
PA
19106
N
N
SINGLE FAMILY RESIDENCE THAT IS A RENTED
OWNER
2
own & maintain
08-1999
Rental Property
237 Biddulph Rd
Philadelphia
PA
19103
N
N
Rental Property
Sole Owner
2
Sole Owner
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-05-2021
Javonnie Jeter
Compliance Analyst