0000094403-21-000111.txt : 20211104 0000094403-21-000111.hdr.sgml : 20211104 20211104151637 ACCESSION NUMBER: 0000094403-21-000111 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FRANZ,ROBERT,E, FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211379586 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Cathy Poe 314-342-2243 poec@stifel.com fisterm@stifel.com jeterj@stifel.com N N Robert E Franz 5365717 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 02-17-2009 N 09-26-2014 0000094403 LOCATED 02-17-2009 1375 East 9th Street Cleveland OH 44114 02-2009 STIFEL, NICOLAUS & COMPANY, INCORPORATED CLEVELAND OH 44114 Y Y Public Finance Investment Banking 06-2007 02-2009 WACHOVIA CAPITAL MARKETS, LLC Cleveland OH 44114 Y Y Public Finance Investment Banking 08-2002 06-2007 UNIVERSITY OF DAYTON Dayton OH 45469 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-04-2021 Javonnie Jeter Compliance Analyst