0000094403-21-000111.txt : 20211104
0000094403-21-000111.hdr.sgml : 20211104
20211104151637
ACCESSION NUMBER: 0000094403-21-000111
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FRANZ,ROBERT,E,
FILED AS OF DATE: 20211104
DATE AS OF CHANGE: 20211104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211379586
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Cathy Poe
314-342-2243
poec@stifel.com
fisterm@stifel.com
jeterj@stifel.com
N
N
Robert
E
Franz
5365717
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
02-17-2009
N
09-26-2014
0000094403
LOCATED
02-17-2009
1375 East 9th Street
Cleveland
OH
44114
02-2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CLEVELAND
OH
44114
Y
Y
Public Finance Investment Banking
06-2007
02-2009
WACHOVIA CAPITAL MARKETS, LLC
Cleveland
OH
44114
Y
Y
Public Finance Investment Banking
08-2002
06-2007
UNIVERSITY OF DAYTON
Dayton
OH
45469
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-04-2021
Javonnie Jeter
Compliance Analyst