0000094403-21-000104.txt : 20211104 0000094403-21-000104.hdr.sgml : 20211104 20211104152408 ACCESSION NUMBER: 0000094403-21-000104 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BRUGGEMAN,LUCAS,MARTIN, FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211379616 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com franeys@stifel.com jeterj@stifel.com N N LUCAS MARTIN BRUGGEMAN 6256663 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-03-2017 N 867-01277 LOCATED SUPERVISED 01-05-2017 201 N. Illinois Street INDIANAPOLIS IN 46204 LUKE M BRUGGEMAN 01-2017 Stifel Nicolaus & Company, Inc. INDIANAPOLIS IN 46204 Y Y Public Finance Analyst 09-2014 12-2016 City Securities Corporation Indianapolis IN 46204 Y Y FICM Quantitative Analyst 09-2013 09-2014 Charles Schwab & Co., Inc. Indianapolis IN 46204 N Y Associate Broker Services RRT 05-2008 09-2013 Gray2Great Concrete Greenwood IN 46142 N N Concrete Worker 08-2009 07-2013 Indiana University Bloomington IN 47401 N N Student 08-1997 05-2009 Center Grove School Corporation Greenwood IN 46142 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-04-2021 Javonnie Jeter Compliance Analyst