0000094403-21-000104.txt : 20211104
0000094403-21-000104.hdr.sgml : 20211104
20211104152408
ACCESSION NUMBER: 0000094403-21-000104
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BRUGGEMAN,LUCAS,MARTIN,
FILED AS OF DATE: 20211104
DATE AS OF CHANGE: 20211104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211379616
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
franeys@stifel.com
jeterj@stifel.com
N
N
LUCAS
MARTIN
BRUGGEMAN
6256663
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-03-2017
N
867-01277
LOCATED
SUPERVISED
01-05-2017
201 N. Illinois Street
INDIANAPOLIS
IN
46204
LUKE
M
BRUGGEMAN
01-2017
Stifel Nicolaus & Company, Inc.
INDIANAPOLIS
IN
46204
Y
Y
Public Finance Analyst
09-2014
12-2016
City Securities Corporation
Indianapolis
IN
46204
Y
Y
FICM Quantitative Analyst
09-2013
09-2014
Charles Schwab & Co., Inc.
Indianapolis
IN
46204
N
Y
Associate Broker Services RRT
05-2008
09-2013
Gray2Great Concrete
Greenwood
IN
46142
N
N
Concrete Worker
08-2009
07-2013
Indiana University
Bloomington
IN
47401
N
N
Student
08-1997
05-2009
Center Grove School Corporation
Greenwood
IN
46142
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-04-2021
Javonnie Jeter
Compliance Analyst