0000094403-21-000100.txt : 20211103
0000094403-21-000100.hdr.sgml : 20211103
20211103083104
ACCESSION NUMBER: 0000094403-21-000100
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
READ,ELIZABETH,JANE,
FILED AS OF DATE: 20211102
DATE AS OF CHANGE: 20211103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211373825
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Sarah Long
314-342-4550
longs@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
fultzrh@stifel.com
N
N
ELIZABETH
JANE
READ
2813394
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-04-2019
N
867-01277
LOCATED
SUPERVISED
09-04-2019
15 WEST SOUTH TEMPLE
SUITE 1090
SALT LAKE CITY
UT
84101
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SALT LAKE CITY
UT
84101
Y
Y
DIRECTOR
06-2013
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
FVP-MUNICIPAL INVESTMENT BANKING ANALYST
01-2013
06-2013
UNEMPLOYED
SALT LAKE CITY
UT
84105
N
N
UNEMPLOYED
07-1999
12-2012
WELLS FARGO
SALT LAKE CITY
UT
84111
Y
Y
PUBLIC FINANCE INVESTMENT ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-02-2021
SARAH LONG
COMPLIANCE MANAGER