0000094403-21-000100.txt : 20211103 0000094403-21-000100.hdr.sgml : 20211103 20211103083104 ACCESSION NUMBER: 0000094403-21-000100 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 READ,ELIZABETH,JANE, FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211373825 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-4550 longs@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com fultzrh@stifel.com N N ELIZABETH JANE READ 2813394 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-04-2019 N 867-01277 LOCATED SUPERVISED 09-04-2019 15 WEST SOUTH TEMPLE SUITE 1090 SALT LAKE CITY UT 84101 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED SALT LAKE CITY UT 84101 Y Y DIRECTOR 06-2013 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y FVP-MUNICIPAL INVESTMENT BANKING ANALYST 01-2013 06-2013 UNEMPLOYED SALT LAKE CITY UT 84105 N N UNEMPLOYED 07-1999 12-2012 WELLS FARGO SALT LAKE CITY UT 84111 Y Y PUBLIC FINANCE INVESTMENT ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-02-2021 SARAH LONG COMPLIANCE MANAGER