0000094403-21-000094.txt : 20211019
0000094403-21-000094.hdr.sgml : 20211019
20211019103438
ACCESSION NUMBER: 0000094403-21-000094
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KENY-GUYER,JORDAN,LEIGH,
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211329878
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Rhiannon Landing-Fultz
314-342-0321
fultzrh@stifel.com
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
fultzrh@stifel.com
N
N
JORDAN
LEIGH
KENY-GUYER
6731917
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
11-01-2016
N
867-01277
LOCATED
10-18-2021
2121 AVENUE OF THE STARS (FOX PLAZA)
SUITE 2100
LOS ANGELES
CA
90067
11-2016
STIFEL
LOS ANGELES
CA
90067
Y
Y
PUBLIC FINANCE ASSOCIATE
06-2016
11-2016
UNEMPLOYED
PORTLAND
OR
97202
N
N
UNEMPLOYED
08-2012
06-2016
COLORADO COLLEGE
COLORADO SPRINGS
CO
80903
N
N
STUDENT
01-2016
02-2016
STIFEL
LOS ANGELES
CA
90071
Y
Y
INTERN
09-2012
12-2015
COLORADO COLLEGE
COLORADO SPRINGS
CO
80903
N
N
INTRAMURAL SPORTS REFEREE
09-2013
11-2015
COLORADO COLLEGE
COLORADO SPRINGS
CO
80903
N
N
MEDIA RELATIONS INTERN
06-2013
08-2013
SKYHAWKS
PORTLAND
OR
97202
N
N
COACH
08-2012
06-2013
COLORADO COLLEGE
COLORADO SPRINGS
CO
80903
N
N
COLORADO COLLEGE
08-2011
06-2012
CITY YEAR
BOSTON
MA
02116
N
N
CORPS MEMBER
09-2007
06-2011
CLEVELAND HIGH SCHOOL
PORTLAND
OR
97202
N
N
STUDENT
Y
06-2015
PENNEY FAMILY FOUNDATION
127 UNIVERSITY AVENUE
BERKELEY
CA
94710
N
N
FAMILY FOUNDATION
DIRECTOR / BOARD MEMBER
1
GRANT MANAGER
11-2015
Penney Family Fund
1624 Franklin St #1022
Oakland
CA
94612
N
N
Family Foundation
Board Member and Secretary
12
Grant money to green or youth empowering organizations. Review and approve minutes.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-19-2021
RHIANNON LANDING-FULTZ
COMPLIANCE ANALYST