0000094403-21-000093.txt : 20211019
0000094403-21-000093.hdr.sgml : 20211019
20211019103448
ACCESSION NUMBER: 0000094403-21-000093
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KENINITZ,NATHANIEL,DRURY,
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211329879
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Rhiannon Landing-Fultz
314-342-0321
fultzrh@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
fultzrh@stifel.com
N
N
NATHANIEL
DRURY
KENINITZ
7152387
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
07-09-2019
N
867-01277
LOCATED
SUPERVISED
07-09-2019
2121 AVENUE OF THE STARS (FOX PLAZA)
SUITE 2100
LOS ANGELES
CA
90067
07-2019
STIFEL FINANCIAL CORP
LOS ANGELES
CA
90067
Y
Y
ANALYST
11-2017
07-2019
KAYNE ANDERSON CAPITAL PARTNERS, L.P.
LOS ANGELES
CA
90067
N
Y
CLIENT REPORTING ASSOCIATE
06-2017
11-2017
UNEMPLOYED
SANTA MONICA
CA
90291
N
N
N/A
06-2016
06-2017
WELLS FARGO BANK, N.A.
COLUMBIA
MD
21044
N
Y
SECURITIES ADMINISTRATION SERVICES ANALYST II
08-2013
05-2016
UNIVERSITY OF MARYLAND-COLLEGE PARK
COLLEGE PARK
MD
20742
N
N
STUDENT
06-2015
08-2015
DOMINION RESOURCES (DOMINION VIRGINIA POWER)
SPRINGFIELD
VA
23219
N
N
ELECTRICAL DISTRIBUTION INTERN
06-2013
06-2015
BRIGHTLINE STRATEGIES
ALEXANDRIA
VA
22150
N
N
INTERN
05-2013
08-2013
N/A
COLLEGE PARK
MD
20743
N
N
N/A
08-2009
05-2013
POOLESVILLE HIGH SCHOOL
POOLESVILLE
MD
20837
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-19-2021
RHIANNON LANDING-FULTZ
COMPLIANCE ANALYST