0000094403-21-000093.txt : 20211019 0000094403-21-000093.hdr.sgml : 20211019 20211019103448 ACCESSION NUMBER: 0000094403-21-000093 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KENINITZ,NATHANIEL,DRURY, FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211329879 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Rhiannon Landing-Fultz 314-342-0321 fultzrh@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com fultzrh@stifel.com N N NATHANIEL DRURY KENINITZ 7152387 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 07-09-2019 N 867-01277 LOCATED SUPERVISED 07-09-2019 2121 AVENUE OF THE STARS (FOX PLAZA) SUITE 2100 LOS ANGELES CA 90067 07-2019 STIFEL FINANCIAL CORP LOS ANGELES CA 90067 Y Y ANALYST 11-2017 07-2019 KAYNE ANDERSON CAPITAL PARTNERS, L.P. LOS ANGELES CA 90067 N Y CLIENT REPORTING ASSOCIATE 06-2017 11-2017 UNEMPLOYED SANTA MONICA CA 90291 N N N/A 06-2016 06-2017 WELLS FARGO BANK, N.A. COLUMBIA MD 21044 N Y SECURITIES ADMINISTRATION SERVICES ANALYST II 08-2013 05-2016 UNIVERSITY OF MARYLAND-COLLEGE PARK COLLEGE PARK MD 20742 N N STUDENT 06-2015 08-2015 DOMINION RESOURCES (DOMINION VIRGINIA POWER) SPRINGFIELD VA 23219 N N ELECTRICAL DISTRIBUTION INTERN 06-2013 06-2015 BRIGHTLINE STRATEGIES ALEXANDRIA VA 22150 N N INTERN 05-2013 08-2013 N/A COLLEGE PARK MD 20743 N N N/A 08-2009 05-2013 POOLESVILLE HIGH SCHOOL POOLESVILLE MD 20837 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-19-2021 RHIANNON LANDING-FULTZ COMPLIANCE ANALYST