0000094403-21-000090.txt : 20211018 0000094403-21-000090.hdr.sgml : 20211018 20211018170743 ACCESSION NUMBER: 0000094403-21-000090 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CAMPOS,JAKE,NMN, FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211328841 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX RHIANNON LANDING-FULTZ 314-342-0321 fultzrh@stifel.com fultzrh@stifel.com longs@stifel.com wilhelmm@stifel.com poec@stifel.com N N Jake NMN Campos 4907937 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-30-2011 N 09-26-2014 0000094403 LOCATED 10-18-2021 2121 AVENUE OF THE STARS (FOX PLAZA) Suite 2100 Los Angeles CA 900767 09-2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED Los Angeles CA 90067 Y Y Director 06-2008 09-2011 STONE & YOUNGBERG LLC San Francisco CA 94111 Y Y Representative 01-2005 06-2008 UBS SECURITIES LLC San Francisco CA 94111 Y Y Associate 07-2004 12-2004 GESD CAPITAL PARTNERS San Francisco CA 94105 Y Y Junior Analyst N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-18-2021 RHIANNON LANDING-FULTZ COMPLIANCE ANALYST