0000094403-21-000090.txt : 20211018
0000094403-21-000090.hdr.sgml : 20211018
20211018170743
ACCESSION NUMBER: 0000094403-21-000090
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CAMPOS,JAKE,NMN,
FILED AS OF DATE: 20211018
DATE AS OF CHANGE: 20211018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 211328841
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
RHIANNON LANDING-FULTZ
314-342-0321
fultzrh@stifel.com
fultzrh@stifel.com
longs@stifel.com
wilhelmm@stifel.com
poec@stifel.com
N
N
Jake
NMN
Campos
4907937
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-30-2011
N
09-26-2014
0000094403
LOCATED
10-18-2021
2121 AVENUE OF THE STARS (FOX PLAZA)
Suite 2100
Los Angeles
CA
900767
09-2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Los Angeles
CA
90067
Y
Y
Director
06-2008
09-2011
STONE & YOUNGBERG LLC
San Francisco
CA
94111
Y
Y
Representative
01-2005
06-2008
UBS SECURITIES LLC
San Francisco
CA
94111
Y
Y
Associate
07-2004
12-2004
GESD CAPITAL PARTNERS
San Francisco
CA
94105
Y
Y
Junior Analyst
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-18-2021
RHIANNON LANDING-FULTZ
COMPLIANCE ANALYST