0000094403-21-000056.txt : 20210622 0000094403-21-000056.hdr.sgml : 20210622 20210622090039 ACCESSION NUMBER: 0000094403-21-000056 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 JOHNSON,JILLIAN,JOY, FILED AS OF DATE: 20210621 DATE AS OF CHANGE: 20210622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 211033170 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX JAMI NOLAN 314-342-7310 nolanj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com nolanj@stifel.com N N JILLIAN JOY JOHNSON 7139158 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 06-03-2019 N 867-01277 LOCATED SUPERVISED 06-03-2019 2801 EAST CAMELBACK ROAD PHOENIX AZ 85016 Jillian Joy Given 02-2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED PHOENIX AZ 85016 Y Y FULL-TIME EMPLOYMENT - ANALYST 08-2017 05-2020 NORTHERN ARIZONA UNIVERSITY FLAGSTAFF AZ 86011 N N FULL-TIME EDUCATION 06-2019 02-2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED PHOENIX AZ 85016 N Y PART-TIME EMPLOYMENT - INTERN 05-2017 06-2019 STUDENT GILBERT AZ 85225 N N STUDENT 08-2015 05-2017 CHANDLER GILBERT COMMUNITY COLLEGE GILBERT AZ 85225 N N PART-TIME EDUCATION 08-2013 05-2017 GILBERT HIGH SCHOOL GILBERT AZ 85234 N N FULL-TIME EDUCATION 07-2016 08-2016 CHATEAU LUXE PHOENIX AZ 85024 N N PART-TIME EMPLOYMENT - BANQUET SERVER 02-2016 07-2016 IRONOAKS AT SUN LAKES SUN LAKES AZ 85248 N N FULL-TIME EMPLOYMENT - BANQUET SERVER 05-2013 02-2016 STUDENT GILBERT AZ 85296 N N STUDENT 08-2012 05-2013 GREENFIELD JUNIOR HIGH SCHOOL GILBERT AZ 85296 N N FULL-TIME EDUCATION 05-2012 08-2012 STUDENT GILBERT AZ 85296 N N STUDENT 08-2010 05-2012 CHAPARRAL ELEMENTARY SCHOOL GILBERT AZ 85296 N N FULL-TIME EDUCATION N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-21-2021 JAMI NOLAN COMPLIANCE ANALYST