0000094403-21-000026.txt : 20210310
0000094403-21-000026.hdr.sgml : 20210310
20210310135314
ACCESSION NUMBER: 0000094403-21-000026
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MURDOCK,KELLY,ALLEN,
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 21729134
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
JAMI NOLAN
314-342-7310
nolanj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
nolanj@stifel.com
N
N
KELLY
ALLEN
MURDOCK
1999999
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-06-2019
N
867-01277
LOCATED
SUPERVISED
09-06-2019
15 WEST SOUTH TEMPLE
SUITE 1090
SALT LAKE CITY
UT
84101
09-2019
STIFEL NICOLAUS & CO INC
SALT LAKE CITY
UT
84101
Y
Y
DIRECTOR
04-2017
09-2019
GEORGE K. BAUM & COMPANY
SALT LAKE CITY
UT
84101
Y
Y
MUNICIPAL INVESTMENT BANKER-SVP
06-2013
03-2017
RBC CAPITAL MARKETS, LLC
SALT LAKE CITY
UT
84111-2280
Y
Y
INVESTMENT BANKER
02-2013
03-2013
UNIVERSITY OF UTAH
SALT LAKE CITY
UT
84112
N
N
PART TIME CONSULTANT
11-2009
12-2012
WELLS FARGO SECURITIES
SALT LAKE CITY
UT
84111
Y
Y
INVESTMENT BANKER
10-2000
11-2009
WELLS FARGO BROKERAGE SERVICES, LLC
SALT LAKE CITY
UT
84111
Y
Y
INVESTMENT BANKER
Y
01-2017
RENTAL PROPERTY
4293 NORTH CRESTHAVEN LANE
LEHI
UT
84043
N
N
RENTAL PROPERTY
OWNER
2
COORDINATION/COMMUNICATION WITH RENTERS & HOA PERSONNEL
01-2018
RENTAL PROPERTY
5559 WOODCREST DRIVE
HOLLADAY
UT
84117
N
N
RENTAL PROPERTY
OWNER
4
LANDLORD DUTIES, INTERACTION WITH RENTERS
03-2021
Visual Art Institute
2901 South Highland Drive
Salt Lake City
UT
84106
N
N
Providing art classes for children teens and adults.
Member Board of Directors
4
Assist the Institute in broadening its reach in the SLC valley introducing Institute's leadership to potential new benefactors providing oversight on the Institute's finances.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-10-2021
JAMI NOLAN
COMPLIANCE ANALYST