0000094403-20-000091.txt : 20201014
0000094403-20-000091.hdr.sgml : 20201014
20201014170319
ACCESSION NUMBER: 0000094403-20-000091
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WOODRUFF,LINNEA,MICHELLE,
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201014
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 201239538
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jami Nolan
314-342-7310
nolanj@stifel.com
nolanj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
N
N
LINNEA
MICHELLE
WOODRUFF
6379933
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-05-2019
N
867-01277
LOCATED
SUPERVISED
09-05-2019
1401 LAWRENCE STREET
DENVER
CO
80202
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
DENVER
CO
80202
Y
Y
ASSISTANT VICE PRESIDENT
07-2014
09-2019
GEORGE K BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
MUNICIPAL INVESTMENT BANKING ASSOCIATE
08-2004
06-2014
Full Time Student
Parker
CO
80138
N
N
Full Time Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-13-2020
Jami Nolan
Compliance Analyst