0000094403-20-000078.txt : 20200930
0000094403-20-000078.hdr.sgml : 20200930
20200930122853
ACCESSION NUMBER: 0000094403-20-000078
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BELL,JAMES,S,
FILED AS OF DATE: 20200930
DATE AS OF CHANGE: 20200930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 201211538
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-2110
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Jami Nolan
314-342-7310
nolanj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
nolanj@stifel.com
N
N
JAMES
S
BELL
6731923
Y
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
11-14-2016
N
867-01277
LOCATED
SUPERVISED
11-14-2016
70 N.E. LOOP 410
SUITE 295
SAN ANTONIO
TX
78216
11-2016
Stifel Nicolaus & Co
San Antonio
TX
78216
Y
Y
Public Finance Associate
06-2016
10-2016
Unemployed
San Antonio
TX
78209
N
N
N/A
08-2010
06-2016
Baylor University
Waco
TX
76706
N
N
STUDENT
06-2015
12-2015
Parallon Business Performance Group
Irving
TX
75000
N
N
Payment Resolution Intern
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-29-2020
Jami Nolan
Compliance Analyst