0000094403-20-000078.txt : 20200930 0000094403-20-000078.hdr.sgml : 20200930 20200930122853 ACCESSION NUMBER: 0000094403-20-000078 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BELL,JAMES,S, FILED AS OF DATE: 20200930 DATE AS OF CHANGE: 20200930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 201211538 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-2110 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Jami Nolan 314-342-7310 nolanj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com nolanj@stifel.com N N JAMES S BELL 6731923 Y 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 11-14-2016 N 867-01277 LOCATED SUPERVISED 11-14-2016 70 N.E. LOOP 410 SUITE 295 SAN ANTONIO TX 78216 11-2016 Stifel Nicolaus & Co San Antonio TX 78216 Y Y Public Finance Associate 06-2016 10-2016 Unemployed San Antonio TX 78209 N N N/A 08-2010 06-2016 Baylor University Waco TX 76706 N N STUDENT 06-2015 12-2015 Parallon Business Performance Group Irving TX 75000 N N Payment Resolution Intern N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-29-2020 Jami Nolan Compliance Analyst