0000094403-20-000034.txt : 20200417
0000094403-20-000034.hdr.sgml : 20200417
20200417172101
ACCESSION NUMBER: 0000094403-20-000034
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
TALVADKAR,DEV,VIVEK FINKEL,
FILED AS OF DATE: 20200417
DATE AS OF CHANGE: 20200417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 20800598
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Jami Nolan
314-342-7310
nolanj@stifel.com
nolanj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
N
N
DEV
VIVEK FINKEL
TALVADKAR
4999441
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-05-2019
N
867-01277
LOCATED
SUPERVISED
09-05-2019
7200 WISCONSIN AVENUE
SUITE 314
BETHESDA
MD
20814
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WASHINGTON
DC
20015
Y
Y
DIRECTOR
05-2010
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
SVP-MUNICIPAL INVESTMENT BANKER
06-2008
05-2010
FULL TIME STUDENT
ITHACA
NY
14853
N
N
FULL TIME STUDENT
Y
07-2018
National Business Officers Association
1400 I Street, NW
Suite 675
Washington
DC
20005
N
N
Non-profit serving the needs of financial personal in independent schools
Board Member
1
Serve on the Board of Trustees
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-17-2020
Jami Nolan
Compliance Analyst