0000094403-20-000034.txt : 20200417 0000094403-20-000034.hdr.sgml : 20200417 20200417172101 ACCESSION NUMBER: 0000094403-20-000034 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 TALVADKAR,DEV,VIVEK FINKEL, FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 20800598 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Jami Nolan 314-342-7310 nolanj@stifel.com nolanj@stifel.com poec@stifel.com wilhelmm@stifel.com longs@stifel.com N N DEV VIVEK FINKEL TALVADKAR 4999441 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-05-2019 N 867-01277 LOCATED SUPERVISED 09-05-2019 7200 WISCONSIN AVENUE SUITE 314 BETHESDA MD 20814 09-2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED WASHINGTON DC 20015 Y Y DIRECTOR 05-2010 09-2019 GEORGE K. BAUM & COMPANY KANSAS CITY MO 64112 Y Y SVP-MUNICIPAL INVESTMENT BANKER 06-2008 05-2010 FULL TIME STUDENT ITHACA NY 14853 N N FULL TIME STUDENT Y 07-2018 National Business Officers Association 1400 I Street, NW Suite 675 Washington DC 20005 N N Non-profit serving the needs of financial personal in independent schools Board Member 1 Serve on the Board of Trustees N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-17-2020 Jami Nolan Compliance Analyst