0000094403-20-000014.txt : 20200210 0000094403-20-000014.hdr.sgml : 20200210 20200210152736 ACCESSION NUMBER: 0000094403-20-000014 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DUNN,MICHAEL,PERRY, FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 20591671 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX JAMI NOLAN 314-342-7310 nolanj@stifel.com franeys@stifel.com POEC@STIFEL.COM wilhelmm@stifel.com nolanj@stifel.com N N MICHAEL PERRY DUNN 1175657 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-02-2015 N 01-02-2015 0000094403 LOCATED SUPERVISED 01-02-2015 LAKEVIEW CENTER, SUITE 400 2660 EASTCHASE LANE MONTGOMERY AL 36117 Mike Perry Dunn 01-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED ST LOUIS MO 63102 Y Y MANAGING DIRECTOR 11-1987 01-2015 MERCHANT CAPITAL, LLC MONTGOMERY AL 36117 Y N MANAGING DIRECTOR/COMPLIANCE OFFICER Y 06-2012 ALABAMA ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES 5950 CARMICHAEL PLACE MONTGOMERY AL 36117 N N N/A BOARD MEMBER 0 TWO BOARD MEETINGS A YEAR 12-2003 Samford University 800 Lakeshore Drive Birmingham AL 35229 N N Baptist University- Higher Education, Undergratuate and graduate level. Cumberland Law School Member of Board of Trustees 3 Typical Board Oversite responsibilities N N N N N N N N N N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-10-2020 Jami Nolan Compliance Analyst Michael Perry Dunn 1175657 94230 6E(2) Michael Perry Dunn 1175657 169072 6E(2) Michael Perry Dunn 1175657 1008642 6E(2)