0000094403-20-000008.txt : 20200114
0000094403-20-000008.hdr.sgml : 20200114
20200114162412
ACCESSION NUMBER: 0000094403-20-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MATLOSZ,ALAN,THOMAS,
FILED AS OF DATE: 20200113
DATE AS OF CHANGE: 20200114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 20526276
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
nolanj@stifel.com
poec@stifel.com
longs@stifel.com
fultzrh@stifel.com
MCochrane@stifel.com
N
N
ALAN
THOMAS
MATLOSZ
2259304
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-27-2019
N
867-01277
LOCATED
SUPERVISED
01-13-2020
1401 LAWRENCE STREET
DENVER
CO
80202
09-2019
STIFEL NICOLAUS & CO INC
SALT LAKE CITY
UT
84101
Y
Y
MANAGING DIRECTOR
05-1994
09-2019
GEORGE K. BAUM & COMPANY
SALT LAKE CITY
UT
84101
Y
Y
MUNICIPAL INVESTMENT BANKER - SVP
Y
01-2011
COLORADO FOUNDATION FOR WATER EDUCATION
1580 LOGAN STREET
SUITE 420
DENVER
CO
80203
N
N
EDUCATIONAL
BOARD MEMBER AND ASSISTANT TREASURER
5
BOARD MEMBER DUTIES
01-2012
STATE OF COLORADO, DEPT OF LOCAL AFFAIRS
1313 SHERMAN STREET
ROOM 518
DENVER
CO
80203
N
N
MAIN STREET ADVISORY
BOARD MEMBER
5
ADVISORY DUTIES
01-2014
COLORADO PRESERVATION INC
1420 OGDEN STREET
SUITE 104
DENVER
CO
80218
N
N
STATEWIDE HISTORIC PRESERVATION
BOARD MEMBER/TREASURER
5
BOARD MEMBER DUTIES
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-13-2020
Matthew Wilhelm
Compliance Manager - Registration