0000094403-20-000006.txt : 20200113
0000094403-20-000006.hdr.sgml : 20200113
20200113161225
ACCESSION NUMBER: 0000094403-20-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LEHRER,ALEC,NMN,
FILED AS OF DATE: 20200113
DATE AS OF CHANGE: 20200113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 20523929
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
longs@stifel.com
nolanj@stifel.com
N
N
ALEC
NMN
LEHRER
4770448
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-27-2019
N
867-01277
LOCATED
SUPERVISED
01-10-2020
18 COLUMBIA TURNPIKE
FLORHAM PARK
NJ
07932
09-2019
STIFEL NICOLAUS & CO INC
FLORHAM PARK
NJ
07932
Y
Y
MANAGING DIRECTOR
03-2007
09-2019
GEORGE K. BAUM & COMPANY
CHATHAM
NJ
07928
Y
Y
SVP-SHORT TERM NOTE DESK
Y
03-2012
EMPIRE COLORADO GROUP LLC
2350 SOUTH LINDEN COURT
DENVER
CO
80222
N
N
Owns a 4 unit apartment building
MEMBER
1
No daily participation just partial owner of LLC
09-2018
LYFT
185 BERRY STREET
SAN FRANCISZO
CA
94158
N
N
DRIVING
INDEPENDENT CONTRACTOR
5
DRIVER
09-2018
UBER
4665A PARIS STREET
DENVER
CO
80239
N
N
DRIVER
INDEPENDENT CONTRACTOR
5
DRIVER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-13-2020
Matthew Wilhelm
Compliance Manager - Registration