0000094403-20-000006.txt : 20200113 0000094403-20-000006.hdr.sgml : 20200113 20200113161225 ACCESSION NUMBER: 0000094403-20-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LEHRER,ALEC,NMN, FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 20523929 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com nolanj@stifel.com N N ALEC NMN LEHRER 4770448 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 09-27-2019 N 867-01277 LOCATED SUPERVISED 01-10-2020 18 COLUMBIA TURNPIKE FLORHAM PARK NJ 07932 09-2019 STIFEL NICOLAUS & CO INC FLORHAM PARK NJ 07932 Y Y MANAGING DIRECTOR 03-2007 09-2019 GEORGE K. BAUM & COMPANY CHATHAM NJ 07928 Y Y SVP-SHORT TERM NOTE DESK Y 03-2012 EMPIRE COLORADO GROUP LLC 2350 SOUTH LINDEN COURT DENVER CO 80222 N N Owns a 4 unit apartment building MEMBER 1 No daily participation just partial owner of LLC 09-2018 LYFT 185 BERRY STREET SAN FRANCISZO CA 94158 N N DRIVING INDEPENDENT CONTRACTOR 5 DRIVER 09-2018 UBER 4665A PARIS STREET DENVER CO 80239 N N DRIVER INDEPENDENT CONTRACTOR 5 DRIVER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-13-2020 Matthew Wilhelm Compliance Manager - Registration