0000094403-19-000080.txt : 20191001
0000094403-19-000080.hdr.sgml : 20191001
20191001180437
ACCESSION NUMBER: 0000094403-19-000080
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
DUGDALE,MATTHEW,KENNETH,
FILED AS OF DATE: 20190930
DATE AS OF CHANGE: 20191001
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 191130223
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Jami Nolan
314-342-7310
nolanj@stifel.com
nolanj@stifel.com
poec@stifel.com
wilhelmm@stifel.com
longs@stifel.com
fultzrh@stifel.com
MCochrane@stifel.com
N
N
MATTHEW
KENNETH
DUGDALE
5088144
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
09-06-2019
N
867-01277
LOCATED
SUPERVISED
09-06-2019
15 WEST SOUTH TEMPLE
SUITE 1090
SALT LAKE CITY
UT
84101
MATT
KENNETH
DUGDALE
09-2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SALT LAKE CITY
UT
84101
Y
Y
DIRECTOR
01-2006
09-2019
GEORGE K. BAUM & COMPANY
KANSAS CITY
MO
64112
Y
Y
SVP-MUNICIPAL INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-30-2019
PAUL AYD
CHIEF COMPLIANCE OFFICER