0000094403-18-000036.txt : 20180330
0000094403-18-000036.hdr.sgml : 20180330
20180330143738
ACCESSION NUMBER: 0000094403-18-000036
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180328
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 18725824
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Sarah Long
314-342-4550
longs@stifel.com
poec@stifel.com
wilhelmm@stifel.com
N
N
Stacey
Lee
Berlinger
005841990
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
11-30-2017
N
867-01277
LOCATED
SUPERVISED
11-30-2017
1401 LAWRENCE STREET
SUITE 900
DENVER
CO
80202
11-2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
DENVER
CO
80202
Y
Y
ASSISTANT VICE PRESIDENT
06-2013
11-2017
PIPER JAFFRAY & CO. (665)
DENVER
CO
80202
Y
Y
SALES ASSISTANT AND ANALYST ASSOCIATE
12-2011
06-2013
ALPS DISTRIBUTORS, INC. (16853)
DENVER
CO
80203
N
Y
FINANCIALS / NSCC REP
06-2011
12-2011
BOULDER TICKETS
BOULDER
CO
80309
N
N
ADMIN ASSISTANT
08-2008
05-2011
UNIVERSITY OF COLORADO
BOULDER
CO
80309
N
N
STUDENT
05-2008
08-2008
GLENMOOR COUNTRY CLUB
CHERRY HILLS VILLAGE
CO
80113
N
N
TENNIS INSTRUCTOR
08-2007
05-2008
GEORGE MASON UNIVERSITY
FAIRFAX
VA
22030
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-28-2018
Sarah Long
Manager Inst'l Registrations