0000094403-18-000034.txt : 20180330 0000094403-18-000034.hdr.sgml : 20180330 20180330144024 ACCESSION NUMBER: 0000094403-18-000034 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 18725832 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Sarah Long 314-342-4550 longs@stifel.com poec@stifel.com wilhelmm@stifel.com N N CHRISTOPHER PAUL MORIARTY 001080018 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 08-17-2015 N 867-01277 LOCATED 03-12-2018 787 7TH AVENUE NEW YORK NY 10019 08-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) NEW YORK NY 10017 Y Y Managing Director 06-2012 06-2015 WELLS FARGO SECURITIES, LLC (126292) NEW YORK NY 10017 Y Y MUNI ASSOCIATE 03-2012 06-2012 ON LEAVE WESTFIELD NJ 07090 N N ON LEAVE 09-2008 03-2012 BARCLAYS CAPITAL INC. (19714) NEW YORK NY 10019 Y Y SENIOR VICE PRESIDENT 07-2005 09-2008 LEHMAN BROTHERS INC. (7506) NEW YORK NY 10019 Y Y SENIOR VICE PRESIDENT Y 08-2017 Troop 77 Boy Scouts of America Westfield NJ Not Provided Westfield NJ 07090 N N Education of boys Board member 5 Oversight N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-27-2018 Sarah Long Manager Inst'l Registrations