0000094403-18-000021.txt : 20180322 0000094403-18-000021.hdr.sgml : 20180322 20180322103644 ACCESSION NUMBER: 0000094403-18-000021 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 18705982 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com longs@stifel.com N N BARRY KEITH GOTTFRIED 001001818 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 08-17-2015 N 867-01277 LOCATED 03-12-2018 787 7TH AVENUE NEW YORK NY 10019 08-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) NEW YORK NY 10017 Y Y Managing Director Public Finance 06-2012 06-2015 WELLS FARGO SECURITIES, LLC (126292) NEW YORK NY 10017 N Y GIB DIRECTOR 09-2008 03-2012 BARCLAYS CAPITAL INC. (19714) NEW YORK NY 10019 N Y Director 02-1999 09-2008 LEHMAN BROTHERS INC. (7506) NEW YORK NY 10019 N Y Senior Vice-President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-22-2018 Matthew Wilhelm Compliance Manager - Registration