0000094403-17-000127.txt : 20170906 0000094403-17-000127.hdr.sgml : 20170906 20170906154025 ACCESSION NUMBER: 0000094403-17-000127 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170905 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 171071295 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com franeys@stifel.com N N DANE PAUL KOPINSKI 005648930 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 04-01-2014 N 867-01277 LOCATED SUPERVISED 01-02-2015 70 N.E. LOOP 410 SUITE 295 SAN ANTONIO TX 78216 04-2014 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) SAN ANTONIO TX 78216 Y Y VICE PRESIDENT 05-2007 03-2014 E.J. DE LA ROSA & CO., INC. (25334) SAN FRANCISCO CA 94104 Y Y ASSOCIATE Y 08-2012 N/A RENTAL PROPERTY 12817 HEINEMANN DRIVE AUSTIN TX 78727 N N OWNER OF RENTAL PROPERTY OWNER 2 OWNER OF RENTAL PROPERTY N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-05-2017 Matthew Wilhelm Compliance Manager - Registration