0000094403-17-000119.txt : 20170810
0000094403-17-000119.hdr.sgml : 20170810
20170810193759
ACCESSION NUMBER: 0000094403-17-000119
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 171022700
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
franeys@stifel.com
N
N
SUSAN
M
ALLEY
000706023
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-01-2015
N
867-01277
LOCATED
SUPERVISED
01-01-2015
2660 EASTCHASE LANE
LAKEVIEW CENTER, SUITE 400
MONTGOMERY
AL
36117
SUSAN
M
MCCURDY
01-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
MONTGOMERY
AL
36117
Y
Y
VICE PRESIDENT
08-1999
12-2014
MERCHANT CAPITAL, L.L.C. (5680)
MONTGOMERY
AL
36117
Y
Y
VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-10-2017
Matthew Wilhelm
Compliance Manager - Registration