0000094403-17-000119.txt : 20170810 0000094403-17-000119.hdr.sgml : 20170810 20170810193759 ACCESSION NUMBER: 0000094403-17-000119 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 171022700 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com franeys@stifel.com N N SUSAN M ALLEY 000706023 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-01-2015 N 867-01277 LOCATED SUPERVISED 01-01-2015 2660 EASTCHASE LANE LAKEVIEW CENTER, SUITE 400 MONTGOMERY AL 36117 SUSAN M MCCURDY 01-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) MONTGOMERY AL 36117 Y Y VICE PRESIDENT 08-1999 12-2014 MERCHANT CAPITAL, L.L.C. (5680) MONTGOMERY AL 36117 Y Y VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-10-2017 Matthew Wilhelm Compliance Manager - Registration