0000094403-17-000087.txt : 20170628 0000094403-17-000087.hdr.sgml : 20170628 20170628093355 ACCESSION NUMBER: 0000094403-17-000087 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 17934084 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I 1 primary_doc.xml MA-I 0000094403 XXXXXXXX Matthew Wilhelm 314-342-7341 wilhelmm@stifel.com poec@stifel.com franeys@stifel.com N N ROBERT A HYNOTE 001474899 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 08-10-2015 N 867-01277 LOCATED 08-10-2015 ONE MONTGOMERY STREET SAN FRANCISCO CA 94104 RANDY A HYNOTE 08-2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (793) SAN FRANCISCO CA 94104 Y Y Managing Director 06-2012 06-2015 WELLS FARGO SECURITIES, LLC (126292) SAN FRANCISCO CA 94105 Y Y GIB - MUNI ASSOCIATE 09-2008 06-2012 BARCLAYS CAPITAL INC. (19714) SAN FRANCISCO CA 94104 Y Y MANAGING DIRECTOR 02-1999 09-2008 LEHMAN BROTHERS INC. (7506) SAN FRANCISCO CA 94104 Y Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-27-2017 Matthew Wilhelm Compliance Manager - Registration