0000094403-17-000087.txt : 20170628
0000094403-17-000087.hdr.sgml : 20170628
20170628093355
ACCESSION NUMBER: 0000094403-17-000087
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170627
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 17934084
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I
1
primary_doc.xml
MA-I
0000094403
XXXXXXXX
Matthew Wilhelm
314-342-7341
wilhelmm@stifel.com
poec@stifel.com
franeys@stifel.com
N
N
ROBERT
A
HYNOTE
001474899
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
08-10-2015
N
867-01277
LOCATED
08-10-2015
ONE MONTGOMERY STREET
SAN FRANCISCO
CA
94104
RANDY
A
HYNOTE
08-2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (793)
SAN FRANCISCO
CA
94104
Y
Y
Managing Director
06-2012
06-2015
WELLS FARGO SECURITIES, LLC (126292)
SAN FRANCISCO
CA
94105
Y
Y
GIB - MUNI ASSOCIATE
09-2008
06-2012
BARCLAYS CAPITAL INC. (19714)
SAN FRANCISCO
CA
94104
Y
Y
MANAGING DIRECTOR
02-1999
09-2008
LEHMAN BROTHERS INC. (7506)
SAN FRANCISCO
CA
94104
Y
Y
MANAGING DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-27-2017
Matthew Wilhelm
Compliance Manager - Registration