0000094403-17-000015.txt : 20170109 0000094403-17-000015.hdr.sgml : 20170109 20170109174618 ACCESSION NUMBER: 0000094403-17-000015 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED CENTRAL INDEX KEY: 0000094403 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04322 FILM NUMBER: 17518777 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 314-342-7341 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD DATE OF NAME CHANGE: 19940708 MA-I/A 1 primary_doc.xml MA-I/A 0000094403 XXXXXXXX Cathy Poe 314-342-2243 poec@stifel.com franeys@stifel.com wilhelmm@stifel.com N N Kevin Keith Heid 001247708 N 1 0000094403 STIFEL, NICOLAUS & COMPANY, INCORPORATED 01-14-2013 N 09-26-2014 0000094403 SUPERVISED 01-14-2013 501 NORTH BROADWAY ST. LOUIS MO 63102 LOCATED 01-17-2013 2101 Eastland Drive Ste B Bloomington IL 61704 01-2013 STIFEL, NICOLAUS & COMPANY, INCORPORATED Bloomington IL 61704 Y Y Managing Director 01-2012 01-2013 Unemployed Bloomington IL 61701 N N Unemployed 12-1989 01-2012 FIRST MIDSTATE INCORPORATED Bloomington IL 61701 Y Y Not Provided N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-09-2017 Matthew Wilhelm Compliance Manager - Registration