0000094403-17-000015.txt : 20170109
0000094403-17-000015.hdr.sgml : 20170109
20170109174618
ACCESSION NUMBER: 0000094403-17-000015
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL, NICOLAUS & COMPANY, INCORPORATED
CENTRAL INDEX KEY: 0000094403
IRS NUMBER: 430538770
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04322
FILM NUMBER: 17518777
BUSINESS ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
BUSINESS PHONE: 314-342-7341
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: STIFEL NICOLAUS & CO INC /MO/ /BD
DATE OF NAME CHANGE: 19940708
MA-I/A
1
primary_doc.xml
MA-I/A
0000094403
XXXXXXXX
Cathy Poe
314-342-2243
poec@stifel.com
franeys@stifel.com
wilhelmm@stifel.com
N
N
Kevin
Keith
Heid
001247708
N
1
0000094403
STIFEL, NICOLAUS & COMPANY, INCORPORATED
01-14-2013
N
09-26-2014
0000094403
SUPERVISED
01-14-2013
501 NORTH BROADWAY
ST. LOUIS
MO
63102
LOCATED
01-17-2013
2101 Eastland Drive
Ste B
Bloomington
IL
61704
01-2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Bloomington
IL
61704
Y
Y
Managing Director
01-2012
01-2013
Unemployed
Bloomington
IL
61701
N
N
Unemployed
12-1989
01-2012
FIRST MIDSTATE INCORPORATED
Bloomington
IL
61701
Y
Y
Not Provided
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-09-2017
Matthew Wilhelm
Compliance Manager - Registration