-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NTNQC/dTnH9Ujbw18SWF+xgXJNiIokp+xsCeceVGPmOxQE5GjbGb63n96khyx9bF al9jc7m9Q5vNMWw/qaqnfA== 0000891839-04-000134.txt : 20041004 0000891839-04-000134.hdr.sgml : 20041004 20041004174117 ACCESSION NUMBER: 0000891839-04-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINGO PHILIP J CENTRAL INDEX KEY: 0000944019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 041063627 BUSINESS ADDRESS: STREET 1: 66 PERIMETER CENTER EAST STREET 2: SUITE 600 CITY: ATLANTA STATE: GA ZIP: 30346 MAIL ADDRESS: STREET 1: C/O INTERNET CAPITAL GROUP STREET 2: 690 LEE ROAD, SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-30 0001012620 GENESEE & WYOMING INC GWR 0000944019 RINGO PHILIP J C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2000 D Class A Common Stock, $.01 par value 12487 I by spouse Stock Option (Right to Buy) 5.037 1999-06-28 2006-06-27 Class A Common Stock, $.01 par value 27000 27000 D Stock Option (Right to Buy) 4.4445 2003-04-14 2010-04-14 Class A Common Stock, $.01 par value 3375 3375 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 1573.91 1573.91 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 2213.31 2213.31 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 5659.29 5659.29 D Phantom Stock Units 0 Class A Common Stock, $.01 par value 4044.47 4044.47 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1059.5 1095.5 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1623.77 1623.77 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1761.2 1761.2 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 269.14 269.14 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 1317.77 1317.77 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 1601.74 1601.74 D Phantom Stock Unit 0 Class A Common Stock $.01 par value 1041.67 1041.67 D Phantom Stock Unit 0 Class A Common Stock, $.01 par value 1339.86 1339.86 D Phantom Stock Unit 0 2004-09-30 4 A 0 788.74 0 A Class A Common Stock $.01 par value 788.74 788.74 D These shares are owned by Mr. Ringo's wife. Mr. Ringo disclaims beneficial ownership of these shares. This option was previously reported by Mr. Ringo. These aggregated Phantom Stock Units were previously reported by Mr. Ringo. The Units were credited to Mr. Ringo's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Ringo's prior election. This Phantom Stock Unit was previously reported by Mr. Ringo. The Unit was credited to Mr. Ringo's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Ringo's prior election. This Phantom Stock Unit was previously reported by Mr. Ringo. The Unit was credited to Mr. Ringo's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Ringo's prior election. This Phantom Stock Unit was credited to Mr. Ringo's account on 9/30/04 at $25.04 per share under the Issuer's 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Ringo's prior election. Thomas P. Loftus, Attorney-in-fact for Philip J. Ringo 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----