-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Saft0mD9zwO51Q7YBmLtiGYYM2QeY5k02UxesK6vR2bCTRzMu2aoG28TTuZ72b/X 6/hk/YazCciPlWTsm+NmFA== 0000943887-96-000002.txt : 19961029 0000943887-96-000002.hdr.sgml : 19961029 ACCESSION NUMBER: 0000943887-96-000002 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960831 FILED AS OF DATE: 19961028 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER FUNDS INC II CENTRAL INDEX KEY: 0000943887 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-07279 FILM NUMBER: 96648581 BUSINESS ADDRESS: STREET 1: PIPER CAPITAL MANAGEMENT STREET 2: 222 S 9TH STREET 20TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123426412 MAIL ADDRESS: STREET 1: C/O PIPER CAPITAL MANAGEMENT STREET 2: 222 59TH STREET 20TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: JAFFRAY FUNDS INC DATE OF NAME CHANGE: 19950413 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 08/31/96 000 C000000 0000943887 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 PIPER FUNDS II, INC. 001 B000000 811-7279 001 C000000 6123421149 002 A000000 222 SOUTH NINTH STREET 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55402 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 ADJUSTABLE RATE MORTGAGE SECURITIES FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 008 A00AA01 PIPER CAPITAL MANAGEMENT INCORPORATED 008 B00AA01 A 008 C00AA01 801-20165 008 D01AA01 MINNEAPOLIS 008 D02AA01 MN 008 D03AA01 55402 010 A00AA01 PIPER CAPITAL MANAGEMENT INCORPORATED PAGE 2 010 B00AA01 811-20165 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN 010 C03AA01 55402 011 A00AA01 PIPER JAFFRAY INC. 011 B00AA01 8-15204 011 C01AA01 MINNEAPOLIS 011 C02AA01 MN 011 C03AA01 55402 012 A00AA01 INVESTORS FIDUCIARY TRUST COMPANY 012 B00AA01 85-00535 012 C01AA01 KANSAS CITY 012 C02AA01 MO 012 C03AA01 64105 013 A00AA01 KPMG PEAT MARWICK LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 014 A00AA01 PIPER JAFFRAY INC. 014 B00AA01 8-15204 015 A00AA01 INVESTORS FIDUCIARY TRUST COMPANY 015 B00AA01 C 015 C01AA01 KANSAS CITY 015 C02AA01 MO 015 C03AA01 64105 015 E01AA01 X 018 00AA00 Y 019 A00AA00 N 019 B00AA00 0 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 GOLDMAN SACHS & CO 022 B000001 13-5108880 022 C000001 3418735 022 D000001 49602 022 A000002 MORGAN STANLEY 022 B000002 13-2655998 022 C000002 1281155 022 D000002 100502 022 A000003 DONALDSON LUFKIN & JENRETTE SECURITIES 022 B000003 13-2741729 022 C000003 12062 PAGE 3 022 D000003 160217 022 A000004 SMITH BARNEY SHEARSON 022 B000004 13-2869611 022 C000004 30851 022 D000004 137730 022 A000005 BEAR STEARNS & CO 022 B000005 13-3299429 022 C000005 24975 022 D000005 92113 022 A000006 J.P. MORGAN SECURITIES 022 B000006 13-3224016 022 C000006 104980 022 D000006 3639 022 A000007 LEHMAN BROTHERS 022 B000007 13-2518466 022 C000007 43913 022 D000007 45504 022 A000008 PRUDENTIAL BACHE SECURITIES INC 022 B000008 22-2347336 022 C000008 0 022 D000008 87775 022 A000009 STATE STREET BANK & TRUST 022 B000009 04-1867445 022 C000009 76024 022 D000009 0 022 A000010 PAINE WEBBER JACKSON & CURTIS 022 B000010 13-2638166 022 C000010 2441 022 D000010 67750 023 C000000 5043074 023 D000000 917927 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A01AA00 25 PAGE 4 028 A02AA00 1113 028 A03AA00 0 028 A04AA00 21222 028 B01AA00 55 028 B02AA00 975 028 B03AA00 169 028 B04AA00 19281 028 C01AA00 49 028 C02AA00 921 028 C03AA00 0 028 C04AA00 19606 028 D01AA00 14 028 D02AA00 863 028 D03AA00 0 028 D04AA00 16117 028 E01AA00 22 028 E02AA00 806 028 E03AA00 0 028 E04AA00 19724 028 F01AA00 32 028 F02AA00 771 028 F03AA00 0 028 F04AA00 19021 028 G01AA00 197 028 G02AA00 5449 028 G03AA00 169 028 G04AA00 114971 028 H00AA00 0 029 00AA00 Y 030 A00AA00 4 030 B00AA00 1.50 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 4 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 Y 041 00AA00 Y 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 100 042 F00AA00 0 042 G00AA00 0 PAGE 5 042 H00AA00 0 043 00AA00 638 044 00AA00 0 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 0.000 048 A01AA00 500000 048 A02AA00 0.350 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 500000 048 K02AA00 0.300 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 N 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N PAGE 6 055 A00AA00 Y 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 250 062 A00AA00 Y 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 2.5 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 80.5 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 17.1 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 21.7 064 A00AA00 N 064 B00AA00 N 066 A00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 070 A01AA00 Y 070 A02AA00 Y 070 B01AA00 N 070 B02AA00 N 070 C01AA00 Y 070 C02AA00 N 070 D01AA00 N 070 D02AA00 N 070 E01AA00 Y 070 E02AA00 N 070 F01AA00 N 070 F02AA00 N 070 G01AA00 Y 070 G02AA00 N 070 H01AA00 N PAGE 7 070 H02AA00 N 070 I01AA00 N 070 I02AA00 N 070 J01AA00 Y 070 J02AA00 N 070 K01AA00 Y 070 K02AA00 N 070 L01AA00 N 070 L02AA00 N 070 M01AA00 Y 070 M02AA00 N 070 N01AA00 Y 070 N02AA00 N 070 O01AA00 Y 070 O02AA00 N 070 P01AA00 Y 070 P02AA00 N 070 Q01AA00 N 070 Q02AA00 N 070 R01AA00 N 070 R02AA00 N 071 A00AA00 199506 071 B00AA00 956968 071 C00AA00 390209 071 D00AA00 51 072 A00AA00 12 072 B00AA00 27294 072 C00AA00 0 072 D00AA00 0 072 E00AA00 0 072 F00AA00 1487 072 G00AA00 638 072 H00AA00 0 072 I00AA00 86 072 J00AA00 753 072 K00AA00 0 072 L00AA00 23 072 M00AA00 33 072 N00AA00 159 072 O00AA00 0 072 P00AA00 0 072 Q00AA00 0 072 R00AA00 56 072 S00AA00 0 072 T00AA00 0 072 U00AA00 0 072 V00AA00 0 072 W00AA00 51 072 X00AA00 3286 072 Y00AA00 699 072 Z00AA00 24707 PAGE 8 072AA00AA00 0 072BB00AA00 2674 072CC01AA00 6115 072CC02AA00 0 072DD01AA00 24650 072DD02AA00 0 072EE00AA00 0 073 A01AA00 0.4600 073 A02AA00 0.0000 073 B00AA00 0.0000 073 C00AA00 0.0000 074 A00AA00 109 074 B00AA00 6621 074 C00AA00 0 074 D00AA00 263397 074 E00AA00 0 074 F00AA00 0 074 G00AA00 0 074 H00AA00 0 074 I00AA00 0 074 J00AA00 0 074 K00AA00 0 074 L00AA00 2329 074 M00AA00 0 074 N00AA00 272456 074 O00AA00 0 074 P00AA00 0 074 Q00AA00 0 074 R01AA00 0 074 R02AA00 0 074 R03AA00 0 074 R04AA00 2508 074 S00AA00 0 074 T00AA00 269948 074 U01AA00 33602 074 U02AA00 0 074 V01AA00 8.03 074 V02AA00 0.00 074 W00AA00 0.0000 074 X00AA00 18687 074 Y00AA00 15785 075 A00AA00 0 075 B00AA00 462870 076 00AA00 0.00 077 A000000 Y 077 B000000 Y 078 000000 N 080 A00AA00 AETNA LIFE AND CASUALTY 080 C00AA00 2000 081 A00AA00 N 081 B00AA00 0 PAGE 9 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE KATHY HEGNA TITLE TAX ASSOCIATE EX-27 2
6 YEAR AUG-31-1996 AUG-31-1996 272216406 270018143 2329365 0 108508 272456016 0 0 2507599 2507599 0 416865429 33601759 47066117 0 0 (144718749) 0 (2198263) 269948417 0 27294322 0 2587412 24706910 (2674311) 6114992 28147591 0 24649898 0 0 370239 119875424 1637616 (139357708) 0 (47094867) 0 0 1487059 0 3286089 462869594 7.99 0.49 0.01 0.46 0 0 8.03 0.60 0 0

~~-----END PRIVACY-ENHANCED MESSAGE-----~~