-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fd92k9rFuQcAqbAa7bjIe/4UOJQHtWnNBbr7PSIN2HYr+S1oCH7IanDUynu6jzGI Uuc7c3u/twVEJnP1DzqVlg== 0000912057-97-001652.txt : 19970127 0000912057-97-001652.hdr.sgml : 19970127 ACCESSION NUMBER: 0000912057-97-001652 CONFORMED SUBMISSION TYPE: 485BXT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970124 EFFECTIVENESS DATE: 19970124 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER FUNDS INC II CENTRAL INDEX KEY: 0000943887 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1933 Act SEC FILE NUMBER: 033-60515 FILM NUMBER: 97510179 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1940 Act SEC FILE NUMBER: 811-07279 FILM NUMBER: 97510180 BUSINESS ADDRESS: STREET 1: PIPER CAPITAL MANAGEMENT STREET 2: 222 S 9TH STREET 20TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123426412 MAIL ADDRESS: STREET 1: C/O PIPER CAPITAL MANAGEMENT STREET 2: 222 59TH STREET 20TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: JAFFRAY FUNDS INC DATE OF NAME CHANGE: 19950413 485BXT 1 FORM 485BXT 1933 Act Registration No. 33-60515 1940 Act Registration No. 811-07279 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 24, 1997 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Registration No. 33-60515) Pre-Effective Amendment No. ----- Post-Effective Amendment No. 5 ----- AND/OR REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 (Registration No. 811-07279) Amendment No. 6 ----- (Check appropriate box or boxes) PIPER FUNDS INC. -- II ---------------------- (Exact Name of Registrant as Specified in Charter) Piper Jaffray Tower, 222 South 9th Street, Minneapolis, MN 55402 ---------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, Including Area Code: (6l2) 342-6384 -------------- Paul A. Dow Piper Capital Management Incorporated Piper Jaffray Tower 222 South 9th Street, Minneapolis, Minnesota 55402 -------------------------------------------------- (Name and Address of Agent for Service) Copy to: Kathleen L. Prudhomme Dorsey & Whitney LLP 220 South Sixth Street Minneapolis, Minnesota 55402 immediately upon filing pursuant to paragraph (b) of Rule 485 - -------- on (specify date) pursuant to paragraph (b) of Rule 485 - -------- X on February 18, 1997 pursuant to paragraph (b)(1)(v) of Rule 485 - -------- 75 days after filing pursuant to paragraph (a) of Rule 485 - -------- on (specify date) pursuant to paragraph (a) of Rule 485 - -------- 60 days after filing pursuant to paragraph (a) of Rule 485 - -------- The Registrant has registered an indefinite number of its common shares pursuant to Regulation 270.24f-2 under the Investment Company Act of 1940. A Rule 24f-2 Notice for the fiscal year ended August 31, 1996 was filed on or about October 24, 1996 and a Rule 24f-2 Notice for the fiscal period ended September 30, 1996 was filed on November 26, 1996. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement on Form N-1A pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis and State of Minnesota on the 23rd day of January 1997. PIPER FUNDS INC. -- II (Registrant) By /s/ Paul A. Dow --------------------------- Paul A. Dow President Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated: /s/ Paul A. Dow President (principal January 23, 1997 - ------------------------------ executive officer) Paul A. Dow /s/ Robert H. Nelson Treasurer (principal January 23, 1997 - ------------------------------ financial and Robert H. Nelson accounting officer) David T. Bennett* Director Jaye F. Dyer* Director William H. Ellis* Director Karol D. Emmerich* Director Luella G. Goldberg* Director David A. Hughey* Director George Latimer* Director *By /s/ William H. Ellis -------------------------- William H. Ellis January 23, 1997 Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----