0000899243-18-008341.txt : 20180322 0000899243-18-008341.hdr.sgml : 20180322 20180322161700 ACCESSION NUMBER: 0000899243-18-008341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180214 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LSP Generation IV, LLC CENTRAL INDEX KEY: 0001730248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12719 FILM NUMBER: 18707140 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: FLOOR 35 CITY: NEW YORK STATE: X1 ZIP: 10019 BUSINESS PHONE: 2126153456 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: FLOOR 35 CITY: NEW YORK STATE: X1 ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gen IV Investment Opportunities, LLC CENTRAL INDEX KEY: 0001697367 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12719 FILM NUMBER: 18707138 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 7328675858 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LSP Investment Advisors, LLC CENTRAL INDEX KEY: 0001728850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12719 FILM NUMBER: 18707139 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: FL. 35 CITY: NEW YORK STATE: X1 ZIP: 10019 BUSINESS PHONE: 2126153546 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: FL. 35 CITY: NEW YORK STATE: X1 ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 LOUISIANA STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 801 LOUISIANA STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-14 0 0000943861 GOODRICH PETROLEUM CORP GDP 0001697367 Gen IV Investment Opportunities, LLC 1700 BROADWAY, 35TH FLOOR NEW YORK NY 10019 0 0 1 0 0001730248 LSP Generation IV, LLC 1700 BROADWAY, 35TH FLOOR NEW YORK NY 10019 0 0 1 0 0001728850 LSP Investment Advisors, LLC 1700 BROADWAY, 35TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2018-03-20 4 P 0 655660 10.75 A 1768991 D This Form 4 is filed jointly by Gen IV Investment Opportunities, LLC ("Gen IV"), a Delaware limited liability company, LSP Generation IV, LLC ("LSP Gen IV"), a Delaware limited liability company, and LSP Investment Advisors, LLC ("LSP Advisors"), a Delaware limited liability company. LSP Gen IV, as the managing member of Gen IV, has the power to direct the affairs of Gen IV, including the voting and disposition of shares. LSP Advisors, as the investment manager of Gen IV, also has the power to direct the voting and disposition of shares held by Gen IV. For Section 16 purposes, LSP Gen IV and LSP Advisors disclaim beneficial ownership over the shares reported herein, except to the extent of their pecuniary interest therein. /s/ Darpan Kapadia, Power of Attorney 2018-03-22 LSP Generation IV, LLC by /s/ Darpan Kapadia, Managing Director 2018-03-22 LSP Investment Advisors, LLC by /s/ Paul Segal, President 2018-03-22