-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MDi7CKIUm9nDvlWzHvA3Lmd5OAYHfjnJeCmCvnb3M38tXCnuzePKukFlDFFtaEvH gO4pH/T9q0YuX40ov86CtQ== 0000950127-98-000318.txt : 19980810 0000950127-98-000318.hdr.sgml : 19980810 ACCESSION NUMBER: 0000950127-98-000318 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980806 FILED AS OF DATE: 19980807 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YES ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000943747 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 943165290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-25916 FILM NUMBER: 98679724 BUSINESS ADDRESS: STREET 1: 3875 HOPYARD RD STE 375 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5108479444 MAIL ADDRESS: STREET 1: 3875 HOPYARD ROAD STREET 2: SUITE 375 CITY: PLEASANTON STATE: CA ZIP: 94588 COMPANY DATA: COMPANY CONFORMED NAME: HW PARTNERS L P CENTRAL INDEX KEY: 0001063586 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 752514533 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1601 ELM STREET SUITE 4000 CITY: DALLAS STATE: TX ZIP: 75201 3 1 INITIAL STATE/BENEFICIAL OWNERSHIP OF SECURITIES ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Infinity Investors Limited - -------------------------------------------------------------------------------- (Last, First Middle) Hunkins Waterfront Plaza Main Street P.O. Box 556 - -------------------------------------------------------------------------------- (Street) Charlestown, Nevis, West Indies - -------------------------------------------------------------------------------- (City, State Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 05/25/98 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol YES! Entertainment Corporation (YES) ================================================================================ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ x ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 7. Individual or Joint/Group Filing (Check applicable line) [ x ] Form Filed by One Reporting Person [ ] Form Filed by More than One Reporting Person * If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v) ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ (1) Common Stock 160,804 D - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. ================================================================================ Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) --------------------------------------------------------------------------------
3. Title and Amount of Securities Underlying Derivative Security 2. Date Exercisable (Instr. 4) and Expiration Date --------------------------------- (Month/Day/Year) Amount ---------------------- or Date Expira- Number 1. Title of Derivative Exer- tion of Security (Instr. 4) cisable Date Title Shares - ------------------------- ------------------------------------------------------------------------------- (1) 5% Convertible Debentures 7/25/97 4/30/02 Common Stock 2,900,077 - ------------------------------------------------------------------------------------------------------------------ (2) Series B Convertible Preferred Stock 7/25/97 Common Stock 14,697,058 - ------------------------------------------------------------------------------------------------------------------ (3) Warrants 7/25/97 3/18/02 Common Stock 202,500 - ------------------------------------------------------------------------------------------------------------------ -------------------------------------------------------------------------------- Table II (cont.) -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) -------------------------------------------------------------------------------- 5. Owner- ship Form of Derivative 4. Conver- Security: sion or Direct 6. Nature of Exercise (D) or Indirect Price of Indirect Beneficial 1. Title of Derivative Derivative (I) Ownership Security (Instr. 4) Security (Instr.5) (Instr. 5) - -------------------------------------------------------------------------------------------------------- (1) 5% Convertible Debentures 1 D - -------------------------------------------------------------------------------------------------------- (2) Series B Convertible Preferred Stock 2 D - -------------------------------------------------------------------------------------------------------- (3) Warrants $3.55 D - --------------------------------------------------------------------------------------------------------
1 The Debentures convert into the number of shares of Common Stock equal to the aggregate principal amount of the Debentures, together with all accrued but unpaid interest thereon through the date of conversion, multiplied by the applicable Conversion Ratio (as defined in the Debentures) which was 1.875 as of July 31, 1998. 2 The shares of Series B Preferred Stock convert into the number of shares of Common Stock equal to the liquidation preference thereof ($25.00), divided by the applicable Conversion Ratio (as defined in the Certificate of Designation with respect to the Series B Preferred Stock) and which, as of July 31, 1998, was 46.887 shares of Common Stock for each share of Series B Convertible Preferred. Explanation of Responses: /s/ Stuart J. Chasanoff 8/6/98 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient. See Instruction 6 for procedure. Alternatively, this form is permitted to be submitted to the Commission in electronic format at the option of the reporting person pursuant to Rule 101(b)(4) of Regulation S-T. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. SEC 1473 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----