-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJurCqQX9nY1gLB53bSLt2Q1ZEW+QLr1O+gH8kkA3okQHX73eSC/EUnMrj5GMjuB hBMpqgR8h9lS5MW4IkNGNA== 0001042046-03-000204.txt : 20031118 0001042046-03-000204.hdr.sgml : 20031118 20031118120217 ACCESSION NUMBER: 0001042046-03-000204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030402 FILED AS OF DATE: 20031118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H CENTRAL INDEX KEY: 0000943521 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 031009846 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-04-02 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000943521 LINDNER CARL H ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 1 0 Chairman of the Board & CEO Common Stock 2003-04-02 5 G 0 E 7585 0 D 3725019 I #1 Common Stock 2003-05-07 5 J 0 E 431 23.35 A 3725450 I #1 Common Stock 2003-06-18 5 G 0 E 15 0 D 3725435 I #1 Common Stock 2003-07-02 5 G 0 E 2338 0 D 3723097 I #1 Common Stock 2003-08-12 5 G 0 E 100 0 D 3722997 I #1 Common Stock 2003-11-14 4 P 0 500 23.37 A 3723497 I #1 Common Stock 2003-11-14 4 P 0 3600 23.45 A 3727097 I #1 Common Stock 2003-11-14 4 P 0 55900 23.51 A 3782997 I #1 Common Stock 2003-11-14 4 P 0 500 23.55 A 3783497 I #1 Common Stock 2003-11-17 4 P 0 5900 23.06 A 3789397 I #1 Common Stock 4858643 I #2 Common Stock 1947161 I #3 Common Stock 537779 I #5 See attached Exhibit 99 wherein all of the Indirect Holdings are defined. These shares were received through a RASP distribution Karl J. Grafe, Attorney-in-Fact for Carl H. Lindner 2003-11-18 EX-99 3 chlexhibit-99.htm INDIRECT HOLDINGS EXHIBIT 99

EXHIBIT 99

 

 
 

 

INDIRECT HOLDINGS HELD IN THE NAME OF:

  

NUMBER OF SHARES HELD FOLLOWING TRANSACTIONS
       
       

#1

By Carl H. Lindner Jr., et al, Trustees for the Carl H. Lindner Amended and Restated Family Trust dated 12-23-83.

  


3,789,397
       

#2

By Edyth B. Lindner, Spouse.

  

4,858,643
       

#3

By Lou Ann Flint, Trustee of the Edyth B. Lindner 2002-2 Qualified Annuity Trust U/A dated 8/19/02.

  


1,947,161
       

#4

By Joseph A. Pedoto, Trustee of the Edyth B. Lindner 1999-1 Qualified Annuity Trust U/A dated 12/22/99.

  


- -0-
       

#5

Indiana Premier Fund, LLC, a limited liability company directly or indirectly wholly-owned by the Reporting Person.

  


537,779
       

 

On 7/8/2003, Indirect #2 received a GRAT distribution of 225,179 shares from Indirect #3.

On 10/6/2003, Indirect #2 received a GRAT distribution of 234,924 shares from Indirect #3.

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