0001209191-20-055456.txt : 20201021 0001209191-20-055456.hdr.sgml : 20201021 20201021135317 ACCESSION NUMBER: 0001209191-20-055456 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201013 FILED AS OF DATE: 20201021 DATE AS OF CHANGE: 20201021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Theophilus Nicole B CENTRAL INDEX KEY: 0001578155 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 033-90866 FILM NUMBER: 201250308 MAIL ADDRESS: STREET 1: C/O WEST CORPORATION STREET 2: 11808 MIRACLE HILLS DRIVE CITY: OMAHA STATE: NE ZIP: 68154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000943452 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 251615902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 4128251000 MAIL ADDRESS: STREET 1: 30 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: WABTEC CORP DATE OF NAME CHANGE: 20000114 FORMER COMPANY: FORMER CONFORMED NAME: WESTINGHOUSE AIR BRAKE CO /DE/ DATE OF NAME CHANGE: 19950404 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-10-13 0 0000943452 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB 0001578155 Theophilus Nicole B 30 ISABELLA ST. PITTSBURGH PA 15212 0 1 0 0 EVP & Chief H.R. Officer Common Stock - Direct 3233 D Non-Qualified Stock Option 61.8625 2023-08-03 2030-08-03 Common Stock 3000 D David L. DeNinno, POA for Nicole Theophilus 2020-10-21 EX-24.3_942099 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints David L. DeNinno and David M. Seitz, and each of them, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) prepare and execute in the undersigned's name and on the undersigned's behalf, in the undersigned's capacity as a Director or Executive Officer of Westinghouse Air Brake Technologies Corporation (the "Company"), and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including any amendment thereto, and any other document necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any rule of regulation of the SEC; (2) do and perform any and all acts for an on behalf of the undersigned which may be necessary or desirable to complete and execute Forms 3, 4 and 5 with respect to the securities of the Company beneficially owned by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and the rules and regulations thereunder and Form 144 with respect to the securities of the Company beneficially owned by the undersigned in accordance with Rule 144 under the Securities Act of 1933, as amended (the "Securities Act"), including executing any such form or any amendment thereto on behalf of the undersigned and timely filing any such form with the SEC and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing, which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or Rule 144 of the Securities Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of October, 2020. Signature: Nicole Theophilus /s/ Printed Name: Nicole Theophilus STATE OF Pennsylvania COUNTY OF Allegheny On this 12th day of October, 2020, Nicole Theophilus personally appeared before me, and acknowledged that she executed the foregoing instrument for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and official seal. Patricia R. Schade /s/ _______________________________ Notary Public June 23, 2024 _______________________________ My Commission Expires: