0001209191-18-048977.txt : 20180830 0001209191-18-048977.hdr.sgml : 20180830 20180830171456 ACCESSION NUMBER: 0001209191-18-048977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180828 FILED AS OF DATE: 20180830 DATE AS OF CHANGE: 20180830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Betler Raymond T CENTRAL INDEX KEY: 0001443222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-90866 FILM NUMBER: 181047892 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVENUE CITY: WILMERDING STATE: PA ZIP: 15148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000943452 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 251615902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 BUSINESS PHONE: 4128251000 MAIL ADDRESS: STREET 1: 1001 AIR BRAKE AVE CITY: WILMERDING STATE: PA ZIP: 15148 FORMER COMPANY: FORMER CONFORMED NAME: WABTEC CORP DATE OF NAME CHANGE: 20000114 FORMER COMPANY: FORMER CONFORMED NAME: WESTINGHOUSE AIR BRAKE CO /DE/ DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-28 0 0000943452 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB 0001443222 Betler Raymond T 1001 AIR BRAKE AVENUE WILMERDING PA 15148 1 1 0 1 President Chief Executive Officer Common Stock - Direct 2018-05-29 5 G 0 E 2580 0.00 D 131670 D Common Stock - Direct 2018-08-28 4 M 0 7980 48.29 A 139650 D Common Stock - Direct 2018-08-28 4 F 0 5442 110.45 D 134208 D Common Stock - Direct 2018-08-28 4 M 0 10360 35.293 A 144568 D Common Stock - Direct 2018-08-28 4 F 0 6376 110.455 D 138192 D Common Stock - Direct 2018-08-28 4 M 0 13500 28.695 A 151692 D Common Stock - Direct 2018-08-28 4 F 0 7853 110.455 D 143839 D Common Stock - Direct 2018-08-28 4 M 0 12000 19.103 A 155839 D Common Stock - Direct 2018-08-28 4 F 0 6391 110.455 D 149448 D Common Stock - Direct 2018-08-28 4 M 0 24000 14.50 A 173448 D Common Stock - Direct 2018-08-28 4 F 0 12216 110.455 D 161232 D Common Stock - Direct 2018-08-28 4 M 0 9100 72.82 A 170332 D Common Stock - Direct 2018-08-28 4 F 0 7348 110.455 D 162984 D Common Stock - Direct 2018-08-28 4 M 0 8250 87.03 A 171234 D Common Stock - Direct 2018-08-28 4 F 0 7262 110.455 D 163972 D Common Stock - Direct 2018-08-28 4 M 0 8050 61.33 A 172022 D Common Stock - Direct 2018-08-28 4 F 0 6027 110.455 D 165995 D Common Stock - Direct 2018-08-28 4 M 0 2625 87.05 A 168620 D Common Stock - Direct 2018-08-28 4 F 0 2311 110.455 D 166309 D Common Stock 53494 I Trust Non-Qualified Stock Option 14.50 2018-08-28 4 M 0 24000 0.00 D 2013-02-17 2019-02-17 Common Stock 24000 0 D Non-Qualified Stock Options 19.1025 2018-08-28 4 M 0 12000 0.00 D 2014-03-01 2020-02-17 Common Stock 12000 0 D Non-Qualified Stock Option 28.695 2018-08-28 4 M 0 13500 0.00 D 2015-02-15 2021-02-15 Common Stock 13500 0 D Non-Qualified Stock Options 35.2925 2018-08-28 4 M 0 10360 0.00 D 2016-02-14 2022-02-14 Common Stock 10360 0 D Non-Qualified Stock Option 48.29 2018-08-28 4 M 0 7980 0.00 D 2017-03-01 2023-02-12 Common Stock 7980 0 D Non-Qualified Stock Options 72.82 2018-08-28 4 M 0 9100 0.00 D 2018-03-01 2024-02-11 Common Stock 9100 0 D Non-Qualified Stock Option 87.03 2018-08-28 4 M 0 8250 0.00 D 2019-03-01 2025-02-10 Common Stock 8250 2750 D Non Qualified Stock Option 61.33 2018-08-28 4 M 0 8050 0.00 D 2020-03-01 2026-02-09 Common Stock 8050 8050 D Non-Qualified Stock Option 87.05 2018-08-28 4 M 0 2625 0.00 D 2021-03-01 2027-02-07 Common Stock 2625 7875 D The actual number of shares issued is net of withholding by the Company for the exercise price of the options and taxes. David L. DeNinno, POA for Raymond T. Betler 2018-08-30