0000943452-22-000014.txt : 20221115 0000943452-22-000014.hdr.sgml : 20221115 20221115152651 ACCESSION NUMBER: 0000943452-22-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jain Nalin CENTRAL INDEX KEY: 0001802466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-90866 FILM NUMBER: 221390944 MAIL ADDRESS: STREET 1: 30 ISABELLA ST. CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000943452 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 251615902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 4128251000 MAIL ADDRESS: STREET 1: 30 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: WABTEC CORP DATE OF NAME CHANGE: 20000114 FORMER COMPANY: FORMER CONFORMED NAME: WESTINGHOUSE AIR BRAKE CO /DE/ DATE OF NAME CHANGE: 19950404 4 1 wf-form4_166854399187089.xml FORM 4 X0306 4 2022-11-14 0 0000943452 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB 0001802466 Jain Nalin 30 ISABELLA ST. PITTSBURGH PA 15212 0 1 0 0 President, Digital Electronics Common Stock - Direct 2022-11-14 4 S 0 1282 100.914 D 5156 D Common Stock - Direct 2022-11-14 4 M 0 1427 78.33 A 6583 D Common Stock - Direct 2022-11-14 4 M 0 801 81.21 A 7384 D Common Stock - Direct 2022-11-14 4 M 0 500 66.77 A 7884 D Common Stock - Direct 2022-11-14 4 S 0 2728 100.94 D 5156 D Non-Qualified Stock Options 78.33 2022-11-14 4 M 0 1427 0 D 2023-03-01 2030-02-07 Common Stock 1427.0 713 D Non-Qualified Stock Option 81.21 2022-11-14 4 M 0 801 0 D 2024-03-01 2031-02-11 Common Stock 801.0 1601 D Non-Qualified Stock Option 66.77 2022-11-14 4 M 0 500 0 D 2022-03-01 2029-05-17 Common Stock 500.0 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $100.91 to $100.93 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Options vest 33.3% per year beginning March 1, 2021. Options vest 33.3% per year beginning March 1, 2022. Options vest 33.3% per year beginning March 1, 2020. David L. DeNinno, POA for Nalin Jain 2022-11-15