0001179110-21-001413.txt : 20210208 0001179110-21-001413.hdr.sgml : 20210208 20210208165448 ACCESSION NUMBER: 0001179110-21-001413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210205 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rho Ventures III Holdings LLC CENTRAL INDEX KEY: 0001533276 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21602177 BUSINESS ADDRESS: STREET 1: 152 W. 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-751-6677 MAIL ADDRESS: STREET 1: 152 W. 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rho Capital Partners LLC CENTRAL INDEX KEY: 0001325385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21602178 BUSINESS ADDRESS: STREET 1: C/O RHO CAPITAL PARTNERS, INC. STREET 2: 152 WEST 57TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-751-6677 MAIL ADDRESS: STREET 1: C/O RHO CAPITAL PARTNERS, INC. STREET 2: 152 WEST 57TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAIROUZ HABIB CENTRAL INDEX KEY: 0001082907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21602179 MAIL ADDRESS: STREET 1: C/O RHO CAPITAL PARTNERS, INC. STREET 2: 152 WEST 57TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LESCHLY MARK CENTRAL INDEX KEY: 0001120545 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21602180 MAIL ADDRESS: STREET 1: RHO CAPITAL PARTNERS, INC. STREET 2: 152 W 57TH ST 23RD FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUCH JOSHUA CENTRAL INDEX KEY: 0000943431 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21602181 MAIL ADDRESS: STREET 1: 4 DUNE ROAD CITY: EAST QUOGUE STATE: NY ZIP: 11942 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ON24 INC. CENTRAL INDEX KEY: 0001110611 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 BEALE STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-396-8000 MAIL ADDRESS: STREET 1: 50 BEALE STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ON24 INC DATE OF NAME CHANGE: 20000329 4 1 edgar.xml FORM 4 - X0306 4 2021-02-05 1 0001110611 ON24 INC. ONTF 0001533276 Rho Ventures III Holdings LLC C/O RHO CAPITAL PARTNERS 152 WEST 57TH STREET, 23RD FLOOR NEW YORK NY 10019 0 0 1 0 0001325385 Rho Capital Partners LLC 152 WEST 57TH STREET, 23RD FLOOR NEW YORK NY 10019 0 0 1 0 0001082907 KAIROUZ HABIB 152 WEST 57TH STREET, 23RD FLOOR NEW YORK NY 10019 0 0 1 0 0001120545 LESCHLY MARK 152 WEST 57TH STREET, 23RD FLOOR NEW YORK NY 10019 0 0 1 0 0000943431 RUCH JOSHUA 152 WEST 57TH STREET, 23RD FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2021-02-05 4 C 0 3932859 A 3932859 I See Footnote Common Stock 2021-02-05 4 S 0 294965 50.00 D 3637894 I See Footnote Class A-1 Convertible Preferred Stock 2021-02-05 4 C 0 567991 0 D Common Stock 567991 0 I See Footnote Class A-2 Convertible Preferred Stock 2021-02-05 4 C 0 3364868 0 D Common Stock 3364868 0 I See Footnote All of the shares of convertible preferred stock automatically converted into shares of the Issuer's common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering. The convertible preferred stock had no expiration date. These securities are owned directly by Rho Ventures III Holdings LLC ("RV III"). Rho Capital Partners LLC ("RCP") is the managing member of RV III, and each of Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV III. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein. /S/ Habib Kairouz 2021-02-08 s/ Habib Kairouz 2021-02-08 /s/ Habib Kairouz 2021-02-08 / s/ Mark Leschly 2021-02-08 s/ Joshua Ruch 2021-02-08