0001179110-21-001413.txt : 20210208
0001179110-21-001413.hdr.sgml : 20210208
20210208165448
ACCESSION NUMBER: 0001179110-21-001413
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210205
FILED AS OF DATE: 20210208
DATE AS OF CHANGE: 20210208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rho Ventures III Holdings LLC
CENTRAL INDEX KEY: 0001533276
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21602177
BUSINESS ADDRESS:
STREET 1: 152 W. 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-751-6677
MAIL ADDRESS:
STREET 1: 152 W. 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rho Capital Partners LLC
CENTRAL INDEX KEY: 0001325385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21602178
BUSINESS ADDRESS:
STREET 1: C/O RHO CAPITAL PARTNERS, INC.
STREET 2: 152 WEST 57TH STREET, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-751-6677
MAIL ADDRESS:
STREET 1: C/O RHO CAPITAL PARTNERS, INC.
STREET 2: 152 WEST 57TH STREET, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAIROUZ HABIB
CENTRAL INDEX KEY: 0001082907
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21602179
MAIL ADDRESS:
STREET 1: C/O RHO CAPITAL PARTNERS, INC.
STREET 2: 152 WEST 57TH STREET, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LESCHLY MARK
CENTRAL INDEX KEY: 0001120545
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21602180
MAIL ADDRESS:
STREET 1: RHO CAPITAL PARTNERS, INC.
STREET 2: 152 W 57TH ST 23RD FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUCH JOSHUA
CENTRAL INDEX KEY: 0000943431
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21602181
MAIL ADDRESS:
STREET 1: 4 DUNE ROAD
CITY: EAST QUOGUE
STATE: NY
ZIP: 11942
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ON24 INC.
CENTRAL INDEX KEY: 0001110611
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 BEALE STREET, 9TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-396-8000
MAIL ADDRESS:
STREET 1: 50 BEALE STREET, 9TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: ON24 INC
DATE OF NAME CHANGE: 20000329
4
1
edgar.xml
FORM 4 -
X0306
4
2021-02-05
1
0001110611
ON24 INC.
ONTF
0001533276
Rho Ventures III Holdings LLC
C/O RHO CAPITAL PARTNERS
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0001325385
Rho Capital Partners LLC
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0001082907
KAIROUZ HABIB
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0001120545
LESCHLY MARK
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK
NY
10019
0
0
1
0
0000943431
RUCH JOSHUA
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2021-02-05
4
C
0
3932859
A
3932859
I
See Footnote
Common Stock
2021-02-05
4
S
0
294965
50.00
D
3637894
I
See Footnote
Class A-1 Convertible Preferred Stock
2021-02-05
4
C
0
567991
0
D
Common Stock
567991
0
I
See Footnote
Class A-2 Convertible Preferred Stock
2021-02-05
4
C
0
3364868
0
D
Common Stock
3364868
0
I
See Footnote
All of the shares of convertible preferred stock automatically converted into shares of the Issuer's common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
These securities are owned directly by Rho Ventures III Holdings LLC ("RV III"). Rho Capital Partners LLC ("RCP") is the managing member of RV III, and each of Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV III. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein.
/S/ Habib Kairouz
2021-02-08
s/ Habib Kairouz
2021-02-08
/s/ Habib Kairouz
2021-02-08
/ s/ Mark Leschly
2021-02-08
s/ Joshua Ruch
2021-02-08