-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZdPyH3XewZVY/n8zBo8GxqUHQ5YD1uNUxNIrsZElyD/G99X6k1i3oDTYWMS8Nde lrC7nmS4WxAPd2HUDZUCVg== 0000912057-01-518825.txt : 20010607 0000912057-01-518825.hdr.sgml : 20010607 ACCESSION NUMBER: 0000912057-01-518825 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20010606 EFFECTIVENESS DATE: 20010606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEWART & STEVENSON SERVICES INC CENTRAL INDEX KEY: 0000094328 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 741051605 STATE OF INCORPORATION: TX FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: S-8 SEC ACT: SEC FILE NUMBER: 333-62402 FILM NUMBER: 1655273 BUSINESS ADDRESS: STREET 1: 2707 N LOOP W CITY: HOUSTON STATE: TX ZIP: 77008 BUSINESS PHONE: 7138687700 MAIL ADDRESS: STREET 1: P O BOX 1637 CITY: HOUSTON STATE: TX ZIP: 77251-1637 S-8 1 a2051323zs-8.txt S-8 Registration No. 333- ............ ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 STEWART & STEVENSON SERVICES, INC. (Exact name of registrant as specified in its charter) TEXAS 74-1051605 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 2707 NORTH LOOP WEST HOUSTON, TEXAS 77008 (Address of Principal Executive Offices) (Zip Code) STEWART & STEVENSON SERVICES, INC. 1993 NONOFFICER EMPLOYEE STOCK OPTION PLAN (Full title of the plan) CARL B. KING P. O. BOX 1637 HOUSTON, TEXAS 77251-1637 (Name and address of agent for service) (713) 868-7700 (Telephone number, including area code, of agent for service) CALCULATION OF REGISTRATION FEE - -------------------------------------------------------------------------------- Proposed Proposed maximum maximum Title offering aggregate Amount of of Securities Amount to price per offering registration to be registered be registered share (1) price (1) fee - -------------------------------------------------------------------------------- Common Stock, without par value per share........ 270,500 $28.20 $7,628,100.00 $1,907.01 - -------------------------------------------------------------------------------- (1) Pursuant to Rule 457(h) under the Securities Act of 1933, the offering price of shares of Common Stock to be purchased pursuant to the Plan is based on the average of the high and low quoted transaction prices on May 31, 2001, for purposes of calculating the registration fee. ================================================================================ PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT ITEM 3. INCORPORATION OF DOCUMENTS BY REFERENCE. This registration statement relates only to additional securities of the same class for which another registration statement filed on this form relating to an employee benefit plan is effective. That Registration Statement on Form S-8 (Registrant No. 33-65404) filed July 1, 1993, is hereby incorporated herein by reference pursuant to General Instruction E to Form S-8. ITEM 8. EXHIBITS. The following exhibits are filed as a part of this Registration Statement pursuant to Item 601 of Regulation S-K. 5.1 Opinion of William L. Moll, Jr., Senior Counsel of the Company. 23.1 Consent of Arthur Andersen LLP, independent public accountants. 23.2 Consent of William L. Moll, Jr., Senior Counsel of the Company. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, and the State of Texas, on the 5th day of June, 2001. STEWART & STEVENSON SERVICES, INC. By: /s/ MICHAEL L. GRIMES ------------------------------- Michael L. Grimes President and Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities indicated on the 5th day of June, 2001. /s/ HOWARD WOLF - ------------------------------ ------------------------------ C. Jim Stewart II Howard Wolf Director Director /s/ DONALD E. STEVENSON /s/ MICHAEL L. GRIMES - ------------------------------ ------------------------------ Donald E. Stevenson Michael L. Grimes Director Director /s/ ROBERT S. SULLIVAN - ------------------------------ ------------------------------ Robert S. Sullivan Charles R. Ofner Director Director /s/ WILLIAM R. LUMMIS /s/ MONROE R. LUTHER - ------------------------------ ------------------------------ William R. Lummis Monroe M. Luther Director Director /s/ KHLEBER V. ATTWELL /s/ MAX LUKENS - ------------------------------ ------------------------------ Khleber V. Attwell Max Lukens Director Director /s/ DARVIN M. WINICK - ------------------------------ ------------------------------ Darvin M. Winick C. Jim Stewart III Director Director EXHIBIT INDEX 5.1 Opinion of William L. Moll, Jr., Senior Counsel of the Company 23.1 Consent of Arthur Andersen LLP 23.2 Consent of William L. Moll, Jr. EX-5.1 2 a2051323zex-5_1.txt EXHIBIT 5.1 EXHIBIT 5.1 LEGAL OPINION Stewart & Stevenson Services, Inc. Houston, Texas As Senior Counsel of Stewart & Stevenson Services, Inc. (the "Company"), a Texas corporation, I have participated in the preparation and adoption of the Stewart & Stevenson Services, Inc. 1993 Nonofficer Employee Stock Option Plan (the "Plan") and the preparation of a Registration Statement on Form S-8 (the "Registration Statement") with respect to 270,500 shares (the "Shares") of Common Stock, without par value, of the Company to be offered to nonofficer employees of the Company pursuant to options granted pursuant to the Plan. It is my opinion that the Shares have been duly authorized and that, when issued upon the exercise of an option granted pursuant to the Plan, the Shares will be validly issued, fully paid and nonassessable. /s/ WILLIAM L. MOLL, JR. - ------------------------------ William L. Moll, Jr. Senior Counsel June 5, 2001 EX-23.1 3 a2051323zex-23_1.txt EXHIBIT 23.1 EXHIBIT 23.1 CONSENT OF INDEPENDENT PUBLIC ACCOUNTANTS As independent public accountants, we hereby consent to the incorporation by reference in this registration statement of our report dated March 22, 2001 included in Stewart & Stevenson Services, Inc.'s Form 10-K for the year ended January 31, 2001 and to all references to our firm included in this Registration Statement. /s/ ARTHUR ANDERSEN LLP Houston, Texas May 31, 2001 EX-23.2 4 a2051323zex-23_2.txt EXHIBIT 23.2 EXHIBIT 23.2 CONSENT OF LEGAL COUNSEL Stewart & Stevenson Services, Inc. Houston, Texas I hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of my opinion regarding the legality of 270,500 shares of Stewart & Stevenson Services, Inc. Common Stock, without par value, to be issued upon the exercise of options granted pursuant to the Stewart & Stevenson Services, Inc. 1993 Nonofficer Stock Option Plan. /s/ WILLIAM L. MOLL, JR. - ------------------------------ William L. Moll, Jr. Senior Counsel June 5, 2001 -----END PRIVACY-ENHANCED MESSAGE-----