13F-HR 1 d422668_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2003 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Basswood Partners, L.L.C. Address: 645 Madison Avenue-10th Floor New York, New York 10022 13F File Number: 28-04683 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Lindenbaum Title: Managing Member Phone: (212) 521-9500 Signature, Place and Date of Signing: /s/ Matthew Lindenbaum New York, New York 8/14/03 ------------------------ ------------------ ---------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE June 30, 2003 Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $888,115 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28- Basswood Capital Management, LLC 2 28- Bennett Lindenbaum 3 28- Matthew Lindenbaum
FORM 13F INFORMATION TABLE Basswood Partners Item 6: Item 8: Combination Report Investment Discretion Voting Authority (shares) June 30, 2003 Item 6: Item 7: Item 8: Investment Discretion Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Shared Managers Title of CUSIP Fair Mkt Shares or Sole As Defined Shared See Sole Shared None Name of Issuer Class Number Value USD Principal Amt in Instr. V Other Inst. V -------------- -------- ------ --------- ------------- ---- ----------- ------ -------- ---- ------ ---- Accenture Ltd (ACN) Common 013330972 1,796 99,265 X 1,2,3 X Amazon.com Inc. (AMZN) Common 023135106 432 11,900 X 1,2,3 X American International Group, Inc. (AIG) Common 026874107 717 13,000 X 1,2,3 X American Woodmark Corp (AMWD) Common 030506109 1,656 35,265 X 1,2,3 X Americredit Corp. (ACF) Common 03060R101 207 24,225 X 1,2,3 X Astoria Financial Corp. (AF) Common 046265104 22,214 799,162 X 1,2,3 X Avalonbay Communities Inc. (AVB) Common 053484101 7,889 185,020 X 1,2,3 X Banc One Corp. (ONE) Common 06423A103 21,770 585,532 X 1,2,3 X Bank of New York (BK) Common 064057102 15,309 532,479 X 1,2,3 X Bay View Capital Corp. (BVC) Common 07262L101 537 92,992 X 1,2,3 X Bear Stearns (BSC) Common 073902108 29,590 408,592 X 1,2,3 X Beazer Homes (BZH) Common 07556Q105 21,960 262,997 X 1,2,3 X Boston Properties Inc. (BXP) Common 101121101 3,464 79,080 X 1,2,3 X Brookfield Property Corp. (BPO) Common 112900105 5,716 268,980 X 1,2,3 X Burlington Northern Santa Fe (BNI) Common 12189T104 8,586 301,885 X 1,2,3 X Capital One Financial Corp. (COF) Common 14040H105 3,821 77,685 X 1,2,3 X Cemex S A (CX) Spon ADR 5 ORD 151290889 10,790 484,065 X 1,2,3 X Centex Construction Prods (CXP) Common 15231R109 1,285 32,065 X 1,2,3 X Centex Corp (CTX) Common 152312104 15,607 200,634 X 1,2,3 X Charles Schwab Corp. (SCH) Common 808513105 3,626 359,359 X 1,2,3 X Citigroup Inc. (C) Common 172967101 33,181 775,257 X 1,2,3 X City National Corp. (CYN) Common 178566105 26,600 596,938 X 1,2,3 X Clayton Homes Inc (CMH) Common 184190106 1,027 81,850 X 1,2,3 X Comerica, Inc. (CMA) Common 200340107 8,224 176,855 X 1,2,3 X Commerce Bancorp Inc. (CBH) Common 200519106 30,080 810,780 X 1,2,3 X Community State Bank (CSBF) Common 12629D107 1,493 53,796 X 1,2,3 X Copart Inc (CPRT) Common 2172021106 2,627 278,000 X 1,2,3 X Countrywide Financial Corporation (CFC) Common 222372104 33,642 483,566 X 1,2,3 X D. R. Horton, Inc. (DHI) Common 23331A109 21,246 756,098 X 1,2,3 X Dell Computer Corp (DELL) Common 247025109 1,058 33,235 X 1,2,3 X Duane Reade Inc. (DRD) Common 263578106 857 58,100 X 1,2,3 X Edwards A G Inc. (AGE) Common 281760108 2,675 78,221 X 1,2,3 X Federated Investors Inc. (FII) CL B 314211103 5,936 216,501 X 1,2,3 X Fidelity National Financial Inc. (FNF) Common 316326107 10,781 350,494 X 1,2,3 X Fifth Third Bancorp (FITB) Common 316773100 5,375 93,607 X 1,2,3 X Financial Federal Corp. (FIF) Common 317492106 465 19,041 X 1,2,3 X Finova Corp. (FNV) Common 317928109 7 92,912 X 1,2,3 X First Niagara Financial (FNFG) Common 33582V108 3,397 244,050 X 1,2,3 X Fleetboston Financial Corp. (FBF) Common 339030108 28,955 974,590 X 1,2,3 X Freddie Mac (FRE) Common 313400301 30,978 610,158 X 1,2,3 X General Electric Co. (GE) Common 369604103 1,923 67,051 X 1,2,3 X Golden West Financial Corp. (GDW) Common 381317106 3,242 40,515 X 1,2,3 X Greenpoint Financial Corp. (GPT) Common 395384100 6,098 119,700 X 1,2,3 X IMC Mortgage Co. (IMCC) Common 449923101 1 229,516 X 1,2,3 X Indymac Bancorp Inc. (NDE) Common 456607100 242 9,512 X 1,2,3 X Instinet Group Inc. (INET) Common 457750107 1,294 277,136 X 1,2,3 X JLG Industries Inc. (JLG) Common 466210101 1,503 221,010 X 1,2,3 X Knight Trading Group Inc. (NITE) Common 499063105 554 87,900 X 1,2,3 X LaFarge North America, Inc. (LAF) Common 505862102 8,272 267,695 X 1,2,3 X Lennar Corp. (LEN) CL A 526057104 5,985 83,710 X 1,2,3 X Lennar Corp. (LEN.B) CL B 526057302 604 8,371 X 1,2,3 X LNR Property Corp. (LNR) Common 501940100 4,469 119,500 X 1,2,3 X Martin Marietta Matl Inc (MLM) Common 573284106 9,157 272,445 X 1,2,3 X MBIA Incorporated (MBI) Common 55262C100 12,442 255,224 X 1,2,3 X MBNA Corp. (KRB) Common 55262L100 12,293 589,891 X 1,2,3 X MDC Holdings Inc (MDC) Common 552676108 262 5,434 X 1,2,3 X Meritage Corp (MTH) Common 59001A102 3,751 76,139 X 1,2,3 X Merrill Lynch Co. (MER) Common 590188108 17,975 385,061 X 1,2,3 X Metlife Inc (MET) Common 59156R108 8,034 283,680 X 1,2,3 X Metris Companies, Inc. (MXT) Common 591598107 1,013 182,513 X 1,2,3 X MGIC Invt Corp (MTG) Common 552848103 3,400 72,903 X 1,2,3 X Mohawk Inds. Inc. (MHK) Common 608190104 3,457 62,260 X 1,2,3 X Monaco Coach Group (MNC) Common 60886R103 6,042 394,105 X 1,2,3 X Moody's Corp. (MCO) Common 615369105 12,450 236,207 X 1,2,3 X National City Corp. (NCC) Common 635405103 384 11,728 X 1,2,3 X National R V Hldgs Inc. (NVH) Common 637277104 745 143,745 X 1,2,3 X NCI Building Systems Inc. (NCS) Common 628852105 2,027 121,366 X 1,2,3 X Neiman Marcus Grp Inc (NMGA) Common 640204103 2,800 76,498 X 1,2,3 X Nextcard, Inc. (NXCDQ) Common 65332K107 2 430,235 X 1,2,3 X Pacific Capital Bancorp (PCBC) Common 69404P101 2,585 73,982 X 1,2,3 X Paychex Inc. (PAYX) Common 704326107 1,289 43,860 X 1,2,3 X Principal Finl Group Inc. (PFG) Common 74251V102 2,757 85,480 X 1,2,3 X Protective Life Corp (PL) Common 743674103 10,072 376,527 X 1,2,3 X Prudential Financial Inc. (PRU) Common 744320102 1,077 32,000 X 1,2,3 X Pulte Homes Inc. (PHM) Common 745867101 29,812 483,482 X 1,2,3 X Raymond James Financial, Inc. (RJF) Common 754730109 3,536 106,991 X 1,2,3 X Royal Caribbean Cruises Ltd (RCL) Common 10775124 6,482 279,870 X 1,2,3 X S&P Depository Receipts (SPY) Unit Ser 1 78462F103 957 9,800 X 1,2,3 X Sears Roebuck & Co (S) Common 812387108 4,175 124,115 X 1,2,3 X Sovereign Bancorp (SOV) Common 845905108 37,380 2,388,525 X 1,2,3 X TCF Financial Corp. (TCB) Common 872275102 18,626 467,529 X 1,2,3 X Toll Brothers Inc. (TOL) Common 889478103 58,110 2,052,639 X 1,2,3 X Triumph Group Inc. (TGI) Common 896818101 687 24,385 X 1,2,3 X UnionBancal Corp. (UB) Common 908906100 21,607 522,288 X 1,2,3 X United Companies Financial Corp. (UCFNQ) Common 909870107 1 150,305 X 1,2,3 X United Rentals Inc (URI) Common 911363109 6,344 456,700 X 1,2,3 X US Bancorp (USB) Common 902973304 29,395 1,199,815 X 1,2,3 X US Freightways Corp (USFC) Common 916906100 6,003 222,658 X 1,2,3 X Vornado Realty Trust (VNO) Sh Ben Int 929042109 3,163 72,555 X 1,2,3 X Vulcan Materials Co (VMC) Common 929160109 5,928 159,925 X 1,2,3 X Wachovia Corp. (WB) Common 929903102 2,644 66,162 X 1,2,3 X Washington Mutual (WM) Common 939322103 24,489 592,955 X 1,2,3 X WCI Communities Inc (WCI) Common 92923C104 2,579 134,130 X 1,2,3 X Webster Fin Corp Waterbury (WBS) Common 947890109 2,549 67,440 X 1,2,3 X Wells Fargo & Co. (WFC) Common 949746101 33,087 656,488 X 1,2,3 X Westamerica Banc (WABC) Common 957090103 2,604 60,451 X 1,2,3 X Winnebago Inds Inc. (WGO) Common 974637100 4,489 118,437 X 1,2,3 X Zions Bancorp(ZION) Common 989701107 9,691 191,524 X 1,2,3 X Total $888,115
00705.0010 #422668