-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QvWxf+c4MzrvEd+d8Nw7wp0RZ8eEXCcFjBmWkrVM4SRZa2/UbhPM04IOOQ6qd9Y9 ndEezAw9kqIhBqZC4fDyTA== 0000919574-03-000440.txt : 20030214 0000919574-03-000440.hdr.sgml : 20030214 20030214105807 ACCESSION NUMBER: 0000919574-03-000440 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD PARTNERS L P ET AL CENTRAL INDEX KEY: 0000942793 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04683 FILM NUMBER: 03563634 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d384662_13-f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Basswood Partners, L.L.C. Address: 645 Madison Avenue-10th Floor New York, New York 10022 13F File Number: 28-04683 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Lindenbaum Title: Managing Member Phone: (212) 521-9500 Signature, Place and Date of Signing: /s/ Matthew Lindenbaum New York, New York 2/14/03 - ------------------------ ------------------ ----------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE December 31, 2002 Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $709,744 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28- Basswood Capital Management, LLC 2 28- Bennett Lindenbaum 3 28- Matthew Lindenbaum FORM 13F INFORMATION TABLE Basswood Partners Combination Report December 31, 2002 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Discretion Voting Authority (b) (shares) Fair Shares or Shared (c) Mgrs. Title of Cusip Mkt Value Principal (a) As Defined Shared- See (a) (b) (c) Name of Issuer Class Number USD Amt Sole in Instr. V Other Inst. V Sole Shared None Amazon.com Inc. (AMZN) Common 023135106 225 11,900 X 1,2,3 X American International Group, Inc. (AIG) Common 026874107 752 13,000 X 1,2,3 X Astoria Financial Corp. (AF) Common 046265104 21,383 776,684 X 1,2,3 X Banc One Corp. (ONE) Common 06423A103 21,401 585,532 X 1,2,3 X Bank of New York (BK) Common 064057102 13,004 542,728 X 1,2,3 X Bay View Capital Corp. (BVC) Common 07262L101 535 92,992 X 1,2,3 X Bear Stearns (BSC) Common 073902108 30,312 510,303 X 1,2,3 X Beazer Homes (BZH) Common 07556Q105 3,349 55,257 X 1,2,3 X Brady Corp (BRC) Common 104674106 60 1,800 X 1,2,3 X Brookfield Property Corp. (BPO) Common 112900105 2,757 136,500 X 1,2,3 X Burlington Northern Santa Fe (BNI) Common 12189T104 3,008 115,660 X 1,2,3 X Carnival Corp. (CCL) Common 143658102 1,135 45,471 X 1,2,3 X CDI Corp (CDI) Common 125071100 612 22,700 X 1,2,3 X CEC Entertainment Inc. (CEC) Common 125137109 1,358 44,230 X 1,2,3 X Centex Construction Prods (CXP) Common 15231R109 1,240 35,270 X 1,2,3 X Centex Corp (CTX) Common 152312104 13,307 265,072 X 1,2,3 X Charles Schwab Corp.(SCH) Common 808513105 3,899 359,359 X 1,2,3 X Citigroup Inc. (C) Common 172967101 36,563 1,039,021 X 1,2,3 X City National Corp. (CYN) Common 178566105 8,865 201,534 X 1,2,3 X Clayton Homes Inc (CMH) Common 184190106 1,062 87,200 X 1,2,3 X Coachmen Inds Inc. (COA) Common 189873102 1,911 120,923 X 1,2,3 X Comerica, Inc. (CMA) Common 200340107 12,813 296,334 X 1,2,3 X Community State Bank (CSBF) Common 12629D107 924 53,796 X 1,2,3 X Conseco Inc. (CNCE) Common 208464107 - 4,032 X 1,2,3 X Countrywide Credit (CCR) Common 222372104 29,749 575,976 X 1,2,3 X Duane Reade Inc. (DRD) Common 263578106 809 47,605 X 1,2,3 X Edwards A G Inc. (AGE) Common 281760108 9,375 284,428 X 1,2,3 X Fastenal Co (FAST) Common 311900104 1,586 42,412 X 1,2,3 X Federated Investors Inc. (FII) Common 314211103 10,975 432,611 X 1,2,3 X Fidelity National Financial Inc. (FNF) Common 316326107 20,989 639,314 X 1,2,3 X Fifth Third Bancorp (FITB) Common 316773100 5,481 93,607 X 1,2,3 X Financial Federal Corp. (FIF) Common 317492106 6,262 249,184 X 1,2,3 X Finova Corp. (FNVG) Common 317928109 7 92,912 X 1,2,3 X First American Corp. (FAF) Common 318522307 1,980 89,206 X 1,2,3 X Fleetboston Financial Corp. (FBF) Common 339030108 23,683 974,591 X 1,2,3 X Freddie Mac (FRE) Common 313400301 16,077 272,265 X 1,2,3 X G&K Services Inc. (GKSRA) Common 361268105 486 13,728 X 1,2,3 X General Electric Co. (GE) Common 369604103 1,950 80,068 X 1,2,3 X Golden West Financial (GDW) Common 381317106 3,207 44,664 X 1,2,3 X Greenpoint Financial Corp. (GPT) Common 395384100 3,289 72,800 X 1,2,3 X Household International (HI) Common 441815107 236 8,475 X 1,2,3 X IDEX Corp (IEX) Common 45167R104 939 28,708 X 1,2,3 X Indymac Bancorp Inc. (NDE) Common 456607100 1,004 54,282 X 1,2,3 X Instinet group Inc. (INET) Common 457750107 1,172 277,136 X 1,2,3 X JLG Industries Inc. (JLG) Common 466210101 1,620 215,100 X 1,2,3 X John Hancock Fin Svcs Inc (JHF) Common 41014S106 1,367 48,992 X 1,2,3 X JP Morgan Chase & Co. (JPM) Common 46625H100 1,677 69,888 X 1,2,3 X Knight Trading Group Inc. (NITE) Common 499063105 421 87,900 X 1,2,3 X LaFarge North America, Inc. (LAF) Common 505862102 8,055 245,220 X 1,2,3 X Lehman Brothers Holdings, Inc. (LEH) Common 524908100 6,923 129,905 X 1,2,3 X Lennar Corp. (LEN) Common 526057104 22,724 440,387 X 1,2,3 X LNR Property Corp. (LNR) Common 501940100 7,100 200,553 X 1,2,3 X LVMH Moet Henn Ord. (LVMHY) Common 502441207 1 21 X 1,2,3 X Masco Corp. (MAS) Common 574599106 885 42,031 X 1,2,3 X MBIA Inc (MBI) Common 55262C100 2,263 51,600 X 1,2,3 X MBNA Corp. (KRB) Common 55262L100 19,319 1,015,713 X 1,2,3 X MDC Holdings Inc (MDC) Common 552676108 241 6,300 X 1,2,3 X Meritage Corp (MTH) Common 59001A102 3,634 108,000 X 1,2,3 X Merrill Lynch Co. (MER) Common 590188108 17,519 461,643 X 1,2,3 X Metlife Inc (MET) Common 59156R108 2,707 100,129 X 1,2,3 X Metris Companies, Inc. (MXT) Common 591598107 451 182,513 X 1,2,3 X MGIC Invt Corp (MTG) Common 552848103 946 22,900 X 1,2,3 X Monaco Coach Group (MNC) Common 60886R103 3,830 231,440 X 1,2,3 X Moody's Corp. (MCO) Common 615369105 12,802 310,050 X 1,2,3 X Nasdaq 100 Financial Trust (QQQ) Common 631100104 319 13,100 X 1,2,3 X National City Corp. (NCC) Common 635405103 320 11,728 X 1,2,3 X National R V Hldgs Inc. (NVH) Common 637277104 833 139,365 X 1,2,3 X NCI Building Systems Inc. (NCS) Common 628852105 2,962 135,751 X 1,2,3 X Neiman Marcus Grp Inc (NMGA) Common 640204202 3,497 115,084 X 1,2,3 X Paccar Inc. (PCAR) Common 693718108 1,809 39,207 X 1,2,3 X Pacific Capital Bancorp (SABB) Common 69404P101 1,883 73,981 X 1,2,3 X Pacificamerica Money Center Inc. (PAMM) Common 694935107 - 2,380 X 1,2,3 X Paychex Inc. (PAYX) Common 704326107 5,639 202,117 X 1,2,3 X Principal Finl Group Inc. (PFG) Common 74251V102 12,042 399,656 X 1,2,3 X Protective Life Corp (PL) Common 743674103 7,187 261,140 X 1,2,3 X Prudential Financial Inc. (PRU) Common 744320102 5,493 173,050 X 1,2,3 X Pulte Homes Inc. (PHM) Common 745867101 23,449 489,846 X 1,2,3 X Raymond James Financial, Inc. (RJF) Common 754730109 8,898 300,803 X 1,2,3 X S&P Depository Receipts (SPY) Common 78462F103 865 9,800 X 1,2,3 X Safeway Inc. (SWY) Common 786514208 116 4,950 X 1,2,3 X Sovereign Bancorp (SOV) Common 845905108 27,819 1,980,018 X 1,2,3 X Standard Pacific Corp (SPF) Common 85375C101 1,762 71,200 X 1,2,3 X State Street Corp. (STT) Common 857477103 495 12,700 X 1,2,3 X TCF Financial Corp. (TCB) Common 872275102 13,335 305,224 X 1,2,3 X Tiffany & Co. (TIF) Common 886547108 1,050 43,903 X 1,2,3 X Toll Brothers Inc. (TOL) Common 889478103 48,159 2,384,132 X 1,2,3 X Travelers Prpty (TAPA) Common 89420G109 7 474 X 1,2,3 X Travelers Prpty (TAPB) Common 89420G406 14 973 X 1,2,3 X Triumph Group Inc. (TGI) Common 896818101 750 23,490 X 1,2,3 X Tyco International Ltd (TYC) Common 902124106 137 8,050 X 1,2,3 X UnionBancal Corp. (UB) Common 908906100 8,144 207,388 X 1,2,3 X United Parcel Service (UPS) Common 911312106 302 4,781 X 1,2,3 X US Bancorp (USB) Common 902973304 25,460 1,199,814 X 1,2,3 X US Freightways Corp (USFC) Common 916906100 5,266 183,148 X 1,2,3 X Wachovia Corp. (WB) Common 929903102 2,411 66,162 X 1,2,3 X Washington Mutual (WM) Common 939322103 20,475 592,955 X 1,2,3 X WCI Communities Inc (WCI) Common 92923C104 219 21,500 X 1,2,3 X Wells Fargo & C0. (WFC) Common 949746101 33,107 706,367 X 1,2,3 X Westamerica Banc (WABC) Common 957090103 2,429 60,451 X 1,2,3 X Zions Bancorp(ZION) Common 989701107 8,875 225,550 X 1,2,3 X
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