13F-HR 1 d323136_13f.txt MATTHEW LINDENBAUM - QTR ENDED MARCH 31, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Basswood Partners, L.L.C. Address: 645 Madison Avenue-10th Floor New York, New York 10022 13F File Number: 28-04683 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Lindenbaum Title: Managing Member Phone: (212) 521-9500 Signature, Place and Date of Signing: /s/Matthew Lindenbaum New York, New York 5/9/02 ----------------------- ------------------ ----------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 88 Form 13F Information Table Value Total: $732,392 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) (b) SHARED (c) MANAGERS TITLE OF FAIR MKT VALUE SHARES OR (a) AS DEFINED SHARED- SEE NAME OF ISSUER CLASS CUSIP USD PRIN AMT SOLE IN INSTR. V OTHER INSTR. V. SOLE SHARED NONE cAmerican International Group, Inc. (AIG) Common 026874107 1,002,746.00 13,900 X 1,2,3 X Astoria Financial Corp.(ASFC) Common 046265104 22,562,670.20 776,684 X 1,2,3 X Banc One Corp. (ONE) Common 06423A103 24,463,526.96 585,532 X 1,2,3 X Bank of New York (BK) Common 064057102 27,458,767.38 653,469 X 1,2,3 X Bay View Capital Corp. (BVC) Common 07262L101 636,065.28 92,992 X 1,2,3 X Bear Stearns (BSC) Common 073902108 32,545,129.84 518,647 X 1,2,3 X BJS Wholesale Club Inc (BJ) Common 05548J106 1,062,563.70 23,771 X 1,2,3 X Capital One Financial Corp. (COF) Common 14040H105 1,899,729.05 29,753 X 1,2,3 X Carnival Corp. (CCL) Common 143658102 1,591,850.75 48,755 X 1,2,3 X CDI Corp (CDI) Common 125071100 519,748.65 22,647 X 1,2,3 X Citigroup Inc. (C) Common 172967101 34,351,611.31 693,692 X 1,2,3 X City National Corp.(CYN) Common 178566105 11,373,282.41 216,181 X 1,2,3 X Coachmen Inds Inc. (COA) Common 189873102 1,791,940.50 109,935 X 1,2,3 X Comerica, Inc. (CMA) Common 200340107 26,332,972.39 420,856 X 1,2,3 X Community State Bank (TNEK) Common 204136105 614,619.30 53,796 X 1,2,3 X Countrywide Credit (CCR) Common 222372104 23,643,796.75 528,353 X 1,2,3 X Crossman Communities Inc (CROS) Common 22764E109 7,052,397.29 155,923 X 1,2,3 X Duane Reade Inc. (DRD) Common 263578106 1,607,899.62 47,319 X 1,2,3 X E*Trade Group, Inc. (ET) Common 269246104 485,601.00 51,550 X 1,2,3 X Edwards A G Inc. (AGE) Common 281760108 18,071,162.10 410,895 X 1,2,3 X Fastenal Co (FAST) Common 311900104 1,593,319.28 21,154 X 1,2,3 X Federated Investors Inc. (FII) Common 314211103 12,992,633.45 401,627 X 1,2,3 X Fidelity National Financial Inc. (FNF) Common 316326107 17,457,628.25 662,027 X 1,2,3 X Fifth Third Bancorp (FITB) Common 316773100 6,316,600.36 93,607 X 1,2,3 X Financial Federal Corp. (FIF) Common 317492106 8,980,917.25 273,725 X 1,2,3 X First American Corp. (FAF) Common 318522307 2,010,981.28 94,501 X 1,2,3 X Fleetboston Financial Corp. (FBF) Common 339030108 34,110,636.00 974,590 X 1,2,3 X Freddie Mac (FRE) Common 313400301 14,869,770.50 234,650 X 1,2,3 X G&K Services Inc. (GKSRA) Common 361268105 511,505.28 13,728 X 1,2,3 X Golden State Bancorp (GSB) Common 381197102 12,436,428.44 418,876 X 1,2,3 X Golden West Financial (GDW) Common 381317106 2,614,739.50 41,177 X 1,2,3 X Greenpoint Financial Corp. (GPT) Common 395384100 3,431,761.00 78,530 X 1,2,3 X Household International (HI) Common 441815107 687,791.20 12,109 X 1,2,3 X IDEX Corp (IEX) Common 45167B104 1,039,293.00 28,089 X 1,2,3 X Interpublic Group Cos Inc. (IPG) Common 460690100 1,642,629.04 47,918 X 1,2,3 X JLG Industries Inc. (JLG) Common 466210101 1,952,504.80 131,926 X 1,2,3 X JP Morgan Chase & Co. (JPM) Common 46625H100 727,260.00 20,400 X 1,2,3 X Knight Trading Group Inc. (NITE) Common 499063105 335,937.00 47,050 X 1,2,3 X Lehman Brothers Holdings, Inc. (LEH) Common 524908100 9,725,992.96 150,464 X 1,2,3 X Lennar Corp. (LEN) Common 526057104 22,939,625.92 434,792 X 1,2,3 X LNR Property Corp. (LNR) Common 501940100 7,200,958.17 205,331 X 1,2,3 X Masco Corp. (MAS) Common 574599106 1,153,750.95 42,031 X 1,2,3 X MBIA Incorporated (MBI) Common 55262C100 3,621,899.94 66,226 X 1,2,3 X MBNA Corp. (KRB) Common 55262L100 25,648,625.73 664,989 X 1,2,3 X McDonalds Corporation (MCD) Common 580135101 644,049.75 23,209 X 1,2,3 X Mellon Bank (MEL) Common 58551A108 517,646.26 13,414 X 1,2,3 X Meritage Corp (MTH) Common 59001A102 2,214,774.00 34,660 X 1,2,3 X Merrill Lynch Co. (MER) Common 590188108 21,062,232.36 380,322 X 1,2,3 X Metlife Inc (MET) Common 59156R108 1,950,763.50 61,929 X 1,2,3 X Metris Companies, Inc. (MXT) Common 591598107 1,497,000.00 74,850 X 1,2,3 X Moody's Corp. (MCO) Common 615369105 18,679,867.80 454,498 X 1,2,3 X National City Corp. (NCC) Common 635405103 360,753.28 11,728 X 1,2,3 X National R V Hldgs Inc. (NVH) Common 637277104 1,048,231.60 85,780 X 1,2,3 X Nationwide Financial Services (NFS) Common 638612101 13,610,400.00 318,000 X 1,2,3 X NCI Building Systems Inc. (NCS) Common 628852105 2,078,617.50 92,383 X 1,2,3 X Neiman Marcus Grp Inc (NMGA) Common 640204202 2,442,194.95 70,891 X 1,2,3 X Pacific Capital Bancorp (SABB) Common 69404P101 1,711,747.22 55,486 X 1,2,3 X Principal Finl Group Inc. (PFG) Common 74251V102 12,897,838.80 509,796 X 1,2,3 X Pro Business Services Inc. (PRBZ) Common 742674104 237,809.25 11,025 X 1,2,3 X Protective Life Corp (PL) Common 743674103 8,878,099.66 284,737 X 1,2,3 X Providian Financial Corp. (PVN) Common 74406A102 278,300.55 36,861 X 1,2,3 X Prudential Financial Inc. (PRU) Common 744320102 7,392,787.65 238,093 X 1,2,3 X Pulte Homes Inc. (PHM) Common 745867101 23,497,125.30 491,058 X 1,2,3 X Raymond James Financial, Inc. (RJF) Common 754730109 8,931,702.36 260,932 X 1,2,3 X Safeway Inc. (SWY) Common 786514208 1,276,542.10 28,355 X 1,2,3 X Sovereign Bancorp(SOV) Common 845905108 21,835,512.45 1,554,129 X 1,2,3 X Standard Pacific Corp (SPF) Common 85375C101 2,440,007.30 86,833 X 1,2,3 X State Street Corp. (STT) Common 857477103 703,326.00 12,700 X 1,2,3 X TCF Financial Corp. (TCB) Common 872275102 1,471,186.04 27,964 X 1,2,3 X Toll Brothers Inc. (TOL) Common 889478103 40,039,370.45 803,197 X 1,2,3 X Tyco International Ltd (TYC) Common 902124106 1,451,168.00 44,900 X 1,2,3 X UnionBancal Corp. (UB) Common 908906100 9,937,074.80 225,740 X 1,2,3 X United Parcel Service (UPS) Common 911312106 1,500,908.80 24,686 X 1,2,3 X US Bancorp (USB) Common 902973304 27,079,820.99 1,199,815 X 1,2,3 X US Freightways Corp (USFC) Common 916906100 1,396,265.12 39,398 X 1,2,3 X Wachovia Corp. (WB) Common 929903102 2,453,286.96 66,162 X 1,2,3 X Washington Mutual (WM) Common 939322103 19,644,589.05 592,955 X 1,2,3 X Wells Fargo & Co. (WFC) Common 949746101 34,276,782.80 693,862 X 1,2,3 X Westamerica Banc (WABC) Common 957090103 2,584,280.25 60,451 X 1,2,3 X Total $ 732,392,319 19,727,821
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