0001104659-24-032427.txt : 20240308 0001104659-24-032427.hdr.sgml : 20240308 20240308163101 ACCESSION NUMBER: 0001104659-24-032427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240307 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN IVAN CENTRAL INDEX KEY: 0000942473 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32136 FILM NUMBER: 24734896 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARBOR REALTY TRUST INC CENTRAL INDEX KEY: 0001253986 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 200057959 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 EARLE OVINGTON BOULEVARD STREET 2: SUITE 900 CITY: UNIONDALE STATE: NY ZIP: 11553 BUSINESS PHONE: 516-506-4200 MAIL ADDRESS: STREET 1: 333 EARLE OVINGTON BLVD STE.900 CITY: UNIONDALE STATE: NY ZIP: 11553 4 1 tm248282-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-07 0 0001253986 ARBOR REALTY TRUST INC ABR 0000942473 KAUFMAN IVAN C/O ARBOR REALTY TRUST, INC. 333 EARLE OVINGTON BLVD., STE. 900 UNIONDALE NY 11553 1 1 0 0 COB, CEO and President 0 Common Stock, par value $0.01 per share 2024-03-07 4 M 0 275569 0 A 1383981 D Common Stock, par value $0.01 per share 2535870 I By Arbor Commercial Mortgage, LLC Restricted Stock Units 2024-03-07 4 M 0 275569 0 D 2024-03-07 Common Stock, par value $0.01 per share 275569 437148 D In 2020, Mr. Kaufman was granted 275,569 of Restricted Stock Units, which would vest and be converted to common shares based on the achievement of certain four-year shareholder return objectives ending at December 31, 2023 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, including shareholder returns over the four-year measurement period, 275,569 Restricted Stock Units vested. Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein. Each Restricted Stock Unit represents the contingent right to receive one share of common stock upon vesting of the unit. Not applicable. /s/ Ivan Kaufman 2024-03-08