0001079973-12-000723.txt : 20120917 0001079973-12-000723.hdr.sgml : 20120917 20120917170340 ACCESSION NUMBER: 0001079973-12-000723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120913 FILED AS OF DATE: 20120917 DATE AS OF CHANGE: 20120917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEIERLS E JEFFREY CENTRAL INDEX KEY: 0000942453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33531 FILM NUMBER: 121095545 MAIL ADDRESS: STREET 1: 73 SOUTH HOLMAN WAY CITY: GOLDEN STATE: CO ZIP: 80401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AeroGrow International, Inc. CENTRAL INDEX KEY: 0001316644 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 460510685 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6075 LONGBOW DRIVE STREET 2: SUITE 200 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-444-7755 MAIL ADDRESS: STREET 1: 6075 LONGBOW DRIVE STREET 2: SUITE 200 CITY: BOULDER STATE: CO ZIP: 80301 4 1 aerogrow_ejpeierls-4.xml OWNERSHIP DOCUMENT X0306 4 2012-09-13 0 0001316644 AeroGrow International, Inc. AERO.PK 0000942453 PEIERLS E JEFFREY 73 SOUTH HOLMAN WAY GOLDEN CO 80401 0 0 1 0 Common Stock 2012-09-13 4 J 0 250000 0.0 A 8765313 D Common Stock 2012-09-13 4 J 0 1000000 0.0 A 57768754 I By The Peierls Foundation, Inc. Common Stock 2012-09-13 4 J 0 500000 0.0 A 5467266 I By the UD Ethel F. Peierls Charitable Lead Trust The Reporting Person has made a loan to the Issuer, and the Issuer has made a note to the Reporting Person for the loan amount and for no additional consideration, the Issuer has issued shares to the Reporting Person as reflected in the table above. The Issuer has informed the Reporting Person that the shares will be valued at $0.0025 per share. Mr. Peierls is President and a Director of The Peierls Foundation, Inc. ("Foundation") and may be deemed to indirectly own the securities owned by the Foundation. Mr. Peierls is a Co-Trustee of the U.D. Ethel F. Peierls Charitable Lead Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. /s/ E. Jeffrey Peierls 2012-09-14